Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Joseph WintersSantander Securities LLCLPL Financial LLC09-20-2012
Eric Steven HasrieSantander Securities LLCChase Investment Services Corp.09-26-2012
John James PiacentinoSantander Securities LLCHSBC Securities (USA) Inc.11-05-2012
Reuben Domingues DealmeidaSantander Securities LLCMetLife Securities Inc.12-10-2012
Henry Alberto GorisSantander Securities LLCChase Investment Services Corp.12-10-2012
Louis J MonderineSantander Securities LLCAXA Advisors, LLC01-30-2013
Paul Giblin IIISantander Securities LLCHSBC Securities (USA) Inc.02-12-2013
Ralph A PerezSantander Securities LLCJ.P. Morgan Securities LLC02-15-2013
Seamus Joseph Whalen IIISantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50004-30-2013
Corinna Marie MenkesSantander Securities LLCPFS Investments Inc.05-06-2013
Shoug MaysonSantander Securities LLCCetera Advisors LLC05-06-2013
John Natale RussoSantander Securities LLCPNC Investments07-16-2013
MICHAEL JOHN STORCHSantander Securities LLCPark Avenue Securities LLC07-22-2013
Ernest Charles HodgeSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-07-2013
John Richard AcevedoSantander Securities LLCSignal Securities, Inc.08-21-2013
Verenisse GonzalezSantander Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-29-2013
Marzana ZamanSantander Securities LLCJ.P. Morgan Securities LLC09-26-2013
Daniel P Kelleher Jr.Santander Securities LLCJ.P. Morgan Securities LLC$50010-02-2013
Danny David Izquierdo Sr.Santander Securities LLCPNC Investments11-25-2013
Farah Abbas MirzaSantander Securities LLCPFS Investments Inc.$10011-27-2013
Maikel CotrinaSantander Securities LLCJ.P. Morgan Securities LLC11-27-2013
Alan Barry KrichmanSantander Securities LLCINVEST Financial Corporation$10012-06-2013
Juan Martin GarciaSantander Securities LLCJ.P. Morgan Securities LLC02-28-2014
Rudolf MalebrancheSantander Securities LLCJ.P. Morgan Securities LLC03-05-2014
Shady Hassan AhmedSantander Securities LLCHSBC Securities (USA) Inc.03-10-2014
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Showing 1 to 25 of 97 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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