Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jaroline MartinezSantander Securities LLCJ.P. Morgan Securities LLC11-22-2019
Kyle AbbotSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2019
Pablo CardosoSantander Securities LLCJ.P. Morgan Securities LLC04-22-2019
Jeffrey Mark UngerSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2019
Michael Jeremy BoronSantander Securities LLCPruco Securities, LLC.03-13-2019
Matthew PenningtonSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
Michael Cunha MirandaSantander Securities LLCJ.P. Morgan Securities LLC01-17-2019
Dominic OlsenSantander Securities LLCAXA Advisors, LLC01-03-2019
Aaron William GriswoldSantander Securities LLCFidelity Brokerage Services LLC01-02-2019
Shaun Ryan DorsettSantander Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-19-2018
Narmada PingiliSantander Securities LLCPNC Investments11-09-2018
Christian Anthony BucossiSantander Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-27-2018
Juan Sebastian AlzateSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2018
Melba Annette HardySantander Securities LLCJ.P. Morgan Securities LLC08-28-2018
Jonathan ValdezSantander Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-12-2018
Monika ChoudharySantander Securities LLCJ.P. Morgan Securities LLC06-20-2018
Lionel Jesus Morata CrespoSantander Securities LLCCitigroup Global Markets Inc.06-08-2018
Joseph Michael ScuttsSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2018
John Vincent SpatolaSantander Securities LLCRaymond James Financial Services, Inc.03-16-2018
Robert SotoSantander Securities LLCThrivent Investment Management Inc.03-06-2018
Christopher VorgitySantander Securities LLCCitizens Securities, Inc.03-05-2018
Omar Michael OlivieriSantander Securities LLCJ.P. Morgan Securities LLC02-28-2018
Mark Joseph MilewskiSantander Securities LLCCitizens Securities, Inc.02-13-2018
Anthony PontorieroSantander Securities LLCMML Investors Services, LLC11-28-2017
Robert William Sim Jr.Santander Securities LLCBB&T Investment Services, Inc.11-20-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.