Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brent Allen SchirmSantander Securities LLCWells Fargo Clearing Services, LLC09-19-2012
Charles John Reese Jr.Santander Securities LLCPNC Investments11-12-2012
Howard S. EckstutSantander Securities LLCWells Fargo Clearing Services, LLC04-01-2013
Brent Willis MaceSantander Securities LLCWells Fargo Clearing Services, LLC04-02-2013
Charles Daniel DomerSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2013
Tina Marie DepaolaSantander Securities LLCWells Fargo Clearing Services, LLC06-26-2013
Eric Scott MaslowskySantander Securities LLCINVEST Financial Corporation09-09-2013
Syed Fawad AshrafSantander Securities LLCHSBC Securities (USA) Inc.10-04-2013
David Robert JuergensSantander Securities LLCM&T Securities, Inc.11-01-2013
Dwayne O MarshSantander Securities LLCPNC Investments11-21-2013
William David Sands Jr.Santander Securities LLCWaddell & Reed12-02-2013
Yakov J. ToybermanSantander Securities LLCLPL Financial LLC01-23-2014
Steven Mitchell FlorinSantander Securities LLCWaddell & Reed$1001-29-2014
Timothy John BarbacaneSantander Securities LLCCitigroup Global Markets Inc.04-29-2014
Christopher John MurphySantander Securities LLCPNC Investments05-08-2014
Stephanie Eileen MillerSantander Securities LLCRaymond James Financial Services, Inc.$1007-09-2014
Sydney Blake PayneSantander Securities LLCMorgan Stanley07-17-2014
Thomas Baker Hayn Sr.Santander Securities LLCNew England Securities$1008-14-2014
Alfred David BarbatoSantander Securities LLCCUSO Financial Services, L.P.08-18-2014
Ronald Edward Talley Jr.Santander Securities LLCCitizens Securities, Inc.08-18-2014
Willie Levon ValesSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-19-2014
Gregory Jay JacksonSantander Securities LLCCUSO Financial Services, L.P.09-09-2014
John Robert HacheySantander Securities LLCLPL Financial LLC09-10-2014
Alan Michael UlrichSantander Securities LLCLPL Financial LLC09-29-2014
Deependra LoganiSantander Securities LLCHSBC Securities (USA) Inc.$1009-30-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.