Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brent Allen SchirmSantander Securities LLCWells Fargo Clearing Services, LLC09-19-2012
Charles John Reese Jr.Santander Securities LLCPNC Investments11-12-2012
Ronald Edward Talley Jr.Santander Securities LLCCitizens Securities, Inc.08-18-2014
Lenny SalvatorelliSantander Securities LLCCitizens Securities, Inc.02-25-2015
Nico Rawinder Singh SethiSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2015
Glenn Hunter Thomas Jr.Santander Securities LLCCAPTRUST02-04-2016
Patricia Marie McblainSantander Securities LLCM&T Securities, Inc.04-18-2016
Richard Louis Trotta Jr.Santander Securities LLCSA Stone Wealth Management Inc.05-31-2016
Cassandra Wendy AlleyneSantander Securities LLCStifel, Nicolaus & Company, Incorporated06-21-2016
Nicholas Sean DuelferSantander Securities LLCAmeriprise Financial Services, Inc.10-26-2016
Mohammed ZubairuSantander Securities LLCNavy Federal Brokerage Services, LLC04-07-2017
Samantha Eva VitaleSantander Securities LLCPNC Investments05-09-2017
Marcus Richard LuccheseSantander Securities LLCPNC Investments05-22-2017
Anthony Domenic RealiSantander Securities LLCCitizens Securities, Inc.06-08-2017
Brian Andrew RuhtSantander Securities LLCCitizens Securities, Inc.07-31-2017
Gordon W. Pealock Jr.Santander Securities LLCKistler-Tiffany Advisors12-19-2017
Lucy Ann Marie SowersSantander Securities LLCCitizens Securities, Inc.$15001-16-2018
Patrick M Chandler JrSantander Securities LLCPFS Investments Inc.01-30-2018
Roberto Alvarez Alvarez AlonsoSantander Securities LLCNYLIFE Securities LLC02-23-2018
Guillermo Rivera Rivera ZayasSantander Securities LLCAXA Advisors, LLC03-15-2018
Angela Marie CampleseSantander Securities LLCWells Fargo Clearing Services, LLC$5005-09-2018
Seamus MaccrorySantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2018
Ramy Raafat IskandarSantander Securities LLCPNC Investments06-28-2018
Safwan Uddin KhanSantander Securities LLCPruco Securities, LLC.08-22-2018
Jeffrey Adam SwarrSantander Securities LLCHornor, Townsend & Kent, LLC09-21-2018
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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