Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mohammad Ali RasheedScottrade, Inc.National Planning Corporation09-22-2017
Joshua Kyle WalckScottrade, Inc.Edward Jones08-31-2017
Christian T. BradfordScottrade, Inc.Center Street Securities, Inc.08-24-2017
William Christian Vanronzelen IVScottrade, Inc.Century Securities Associates, Inc.07-31-2017
Bruce Joseph RutschScottrade, Inc.LPL Financial LLC04-17-2017
Eric Mitchell KelingScottrade, Inc.Northwestern Mutual Investment Services, LLC04-04-2017
Brandi Michelle WatkinsScottrade, Inc.T. Rowe Price Investment Services, Inc.04-03-2017
Joseph Garret WitzigScottrade, Inc.Wells Fargo Clearing Services, LLC02-27-2017
Charles Joseph RuhmannScottrade, Inc.Scottrade, Inc.02-24-2017
Ciara Lace SuttonScottrade, Inc.Wells Fargo Clearing Services, LLC02-01-2017
Tyler Brooks DuddyScottrade, Inc.Wells Fargo Clearing Services, LLC01-13-2017
Charles Joseph RuhmannScottrade, Inc.Edward Jones01-10-2017
Jake Harrison WeinsteinScottrade, Inc.AXA Advisors, LLC10-04-2016
Henry Douglas BushScottrade, Inc.Wells Fargo Clearing Services, LLC08-18-2016
David HarringtonScottrade, Inc.MetLife Securities Inc.06-23-2016
Rickey Darell Bellew Jr.Scottrade, Inc.Edward Jones03-15-2016
Jon R. KohlmillerScottrade, Inc.Edward Jones02-26-2016
Margaret Elizabeth CramerScottrade, Inc.Wells Fargo Clearing Services, LLC01-22-2016
Rutger Stone ThiemeScottrade, Inc.Edward Jones11-03-2015
Taylor Marie JohnsonScottrade, Inc.Waddell & Reed10-12-2015
Matthew Wesley WellsScottrade, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2015
James Michael MilfordScottrade, Inc.Charles Schwab & Co., Inc.07-01-2015
Sean Douglas RidleyScottrade, Inc.Morgan Stanley05-19-2015
Steven Lewis WilliamsScottrade, Inc.Wells Fargo Clearing Services, LLC05-11-2015
Steven Allen McClainScottrade, Inc.Edward Jones05-11-2015
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.