Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Grant ThompsonSecurities America, Inc.1st Global Capital Corp.$50008-01-2019
Cynthia Elizabeth SheltonSecurities America, Inc.1st Global Capital Corp.$25012-05-2018
Cody Laura SiebertSecurities America, Inc.1st Global Capital Corp.$10011-24-2014
James Richard KlodoskySecurities America, Inc.1st Global Capital Corp.$25011-24-2014
Ronald Lee BriggsSecurities America, Inc.1st Global Capital Corp.$50011-24-2014
Jason Henry GattsSecurities America, Inc.360 Wealth Management, LLC$39001-25-2018
Glen Gregory BiggsSecurities America, Inc.Access Financial Group, Inc.12-18-2013
Gregory GonzalezSecurities America, Inc.Adirondack Trading Group LLC12-15-2015
Richard Shope Raiford Jr.Securities America, Inc.Advisory Services Network06-17-2015
Jeffrey E HallSecurities America, Inc.AFA Advisor Services LLC$15005-21-2010
Jimmie AlexanderSecurities America, Inc.Alexander, Jimmie$50012-08-2016
Derek Demar BohneSecurities America, Inc.Allegis Investment Services, LLC08-13-2018
Troy Michael HeftaSecurities America, Inc.Allied Beacon Partners, Inc.$43007-19-2013
Gary Wayne ClaycombSecurities America, Inc.Allstate Financial Advisors, LLC$50010-23-2009
Timothy Wayne HicksSecurities America, Inc.Allstate Financial Services, LLC06-13-2016
Rodney Allen BreyerSecurities America, Inc.American Portfolios Financial Services, Inc.$10010-31-2018
Michael Henry MongielloSecurities America, Inc.American Portfolios Financial Services, Inc.11-21-2012
Jessica R BrownSecurities America, Inc.Ameriprise Financial Services, Inc.12-04-2019
Chad Preston WilsonSecurities America, Inc.Ameriprise Financial Services, Inc.$5011-29-2019
Jon David GoldsteinSecurities America, Inc.Ameriprise Financial Services, Inc.$10010-10-2019
Amanda Marie GausewitzSecurities America, Inc.Ameriprise Financial Services, Inc.$10010-10-2019
Jonathan Carl GausewitzSecurities America, Inc.Ameriprise Financial Services, Inc.$10010-10-2019
Lisa Ann SpadoniSecurities America, Inc.Ameriprise Financial Services, Inc.$25010-10-2019
Kyle David KerkenbushSecurities America, Inc.Ameriprise Financial Services, Inc.$50010-10-2019
Adam Ryan PetersSecurities America, Inc.Ameriprise Financial Services, Inc.10-10-2019
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Showing 1 to 25 of 1,740 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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