Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Grant ThompsonSecurities America, Inc.1st Global Capital Corp.$5008-01-2019
Cynthia Elizabeth SheltonSecurities America, Inc.1st Global Capital Corp.$2512-05-2018
Cody Laura SiebertSecurities America, Inc.1st Global Capital Corp.$5011-24-2014
James Richard KlodoskySecurities America, Inc.1st Global Capital Corp.$111-24-2014
Ronald Lee BriggsSecurities America, Inc.1st Global Capital Corp.$2511-24-2014
Jeffrey E HallSecurities America, Inc.AFA Financial Group, LLC05-21-2010
Troy Michael HeftaSecurities America, Inc.Allied Beacon Partners, Inc.07-19-2013
Gary Wayne ClaycombSecurities America, Inc.Allstate Financial Services, LLC10-23-2009
Peter Myron AugustineSecurities America, Inc.American Portfolios Financial Services, Inc.$101-17-2013
Michael Henry MongielloSecurities America, Inc.American Portfolios Financial Services, Inc.11-21-2012
Thomas Burke, Jeffrey Fiehler, Terry Moyers Securities America, Inc.Ameriprise Financial Services, Inc.$44901-03-2019
Thomas Matthew GettySecurities America, Inc.Ameritas Investment Corp.02-27-2015
Michael Gerald MurphySecurities America, Inc.Ameritas Investment Corp.$5002-18-2014
Robert Micheels NelsonSecurities America, Inc.Ameritas Investment Corp.$5002-18-2014
Mark Tracy FlowersSecurities America, Inc.AMS Capital Management LLC$5010-02-2012
Robert Allen ArmstrongSecurities America, Inc.Arvest Wealth Management$5003-16-2015
Adam Greggory Mark HartrumSecurities America, Inc.AssetMark Brokerage, LLC09-19-2016
Derek Moises RobertsonSecurities America, Inc.Aurora Securities09-22-2017
Jerry Robert HendrixSecurities America, Inc.Aurora Securities09-22-2017
Anthony Yulo PobladorSecurities America, Inc.AXA Advisors, LLC$103-29-2018
Angela Michelle BledsoeSecurities America, Inc.AXA Advisors, LLC05-27-2016
William Gregg HoffmanSecurities America, Inc.AXA Advisors, LLC02-15-2016
Nzinga Nwakaego NyaguaSecurities America, Inc.AXA Advisors, LLC11-13-2015
Joseph Andrew DavisSecurities America, Inc.AXA Advisors, LLC$2511-03-2015
Cynthia Ann FasonSecurities America, Inc.AXA Advisors, LLC$4310-29-2015
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Showing 1 to 25 of 1,321 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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