Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Eugene AbrahamSecurities America, Inc.WRP Investments, Inc.$2507-01-2014
Mary Ann GublerSecurities America, Inc.World Group Securities, Inc.04-13-2011
Justin Derick SavichSecurities America, Inc.World Group Securities, Inc.11-02-2009
Richard Coolidge FordSecurities America, Inc.WFG Investments, Inc.$1009-01-2017
Stephen Edward WalkerSecurities America, Inc.WFG Investments, Inc.08-22-2017
Deborah Rose MurphySecurities America, Inc.WFG Investments, Inc.$5008-02-2017
Neil Lycurgus VanzandtSecurities America, Inc.WFG Investments, Inc.04-27-2015
Kristopher Ryan BeaulieuSecurities America, Inc.WFG Investments, Inc.04-27-2015
Jason Edward HurtaSecurities America, Inc.WFG Investments, Inc.$1004-28-2014
Matthew A BellSecurities America, Inc.WFG Investments, Inc.08-26-2013
Chris Brian FletcherSecurities America, Inc.WFG Investments, Inc.02-24-2011
Daniel Jay WolffSecurities America, Inc.Wells Fargo Securities, LLC04-24-2009
Juan Rafael RodriguezSecurities America, Inc.Wells Fargo Investments, LLC06-01-2010
Jason George WernerSecurities America, Inc.Wells Fargo Investments, LLC07-02-2009
Ryan Blake AndersonSecurities America, Inc.Wells Fargo Investments, LLC02-01-2009
Roberta LewisSecurities America, Inc.Wells Fargo Clearing Services, LLC08-02-2019
Leonard Daniel Gilroy-SolanoSecurities America, Inc.Wells Fargo Clearing Services, LLC$1,00005-06-2019
Shawn Gerald HanquistSecurities America, Inc.Wells Fargo Clearing Services, LLC09-28-2018
Ryan Timothy ConnellSecurities America, Inc.Wells Fargo Clearing Services, LLC08-20-2018
Dustin Jay ZuckSecurities America, Inc.Wells Fargo Clearing Services, LLC06-05-2018
Timothy George MansellSecurities America, Inc.Wells Fargo Clearing Services, LLC$2504-02-2018
Raymond K BramerSecurities America, Inc.Wells Fargo Clearing Services, LLC07-25-2017
Tricia Lynn KubikSecurities America, Inc.Wells Fargo Clearing Services, LLC10-24-2016
Ronald Richard SchneiderSecurities America, Inc.Wells Fargo Clearing Services, LLC$2507-29-2016
Jason Wayne HollingsworthSecurities America, Inc.Wells Fargo Clearing Services, LLC07-22-2016
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Showing 1 to 25 of 1,625 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.