Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James John DinapoliSecurities America, Inc.Cadaret, Grant & Co., Inc.$2507-09-2019
Jay Alan WallingerSecurities America, Inc.Summit Brokerage Services, Inc.$2507-08-2019
Gordon Stuart RhoadsSecurities America, Inc.Equity Services, Inc.06-25-2019
Andrew James RobertsSecurities America, Inc.Edward Jones06-20-2019
Thomas Burke, Jeffrey Fiehler, Terry Moyers Securities America, Inc.Ameriprise Financial Services, Inc.$44901-03-2019
David John BrusSecurities America, Inc.Fifth Third Securities, Inc.06-04-2019
Monica L. DanielsSecurities America, Inc.First Command Advisory Services$5006-03-2019
Eric R CortezSecurities America, Inc.Wells Fargo Advisors Financial Network, LLC$5005-31-2019
Richard Miller, Tony Hurt Securities America, Inc. Questar Capital Corporation$11302-08-2019
David QuickSecurities America, Inc. Cambridge Investment research, Inc. $4912-18-2018
David Younis, Thomas Tette, Kenneth Ingersoll Securities America, Inc. Cambridge Investment research, Inc. $20202-07-2019
Stephen Hill, Jeremy Hill, Jeffrey Kraft Securities America, Inc. Questar Capital Corporation$11102-07-2019
Michael DuprezSecurities America, Inc. Questar Capital Corporation$4901-25-2019
Anita Marie SopenoffSecurities America, Inc.Sagepoint Financial, Inc.$105-30-2019
James A. White Sr.Securities America, Inc.First Allied Securities, INC.$105-24-2019
James A. White Sr.Securities America, Inc.First Allied Securities, Inc.$105-24-2019
William Barrett KeeslingSecurities America, Inc.Principal Securities Inc.$10005-20-2019
Richard Joseph MullaneySecurities America, Inc.CBIZ Investment Advisory Services, LLC$5005-14-2019
Richard Joseph MullaneySecurities America, Inc.CBIZ Investment Advisory Services, LLC$5005-14-2019
Leonard Daniel Gilroy-SolanoSecurities America, Inc.Wells Fargo Clearing Services, LLC$1,00005-06-2019
Joseph William MissmanSecurities America, Inc.Edward Jones$105-03-2019
Francisco Jose TortSecurities America, Inc.Morgan Stanley$5005-03-2019
Gregory Lynn GrimesSecurities America, Inc.Centaurus Financial, Inc.$15004-29-2019
Nathan Lee KnightSecurities America, Inc.Summit Financial Group Inc$104-29-2019
Corbin Richard CoutureSecurities America, Inc.Infinex Investments, Inc.$15004-26-2019
Next Page »

Showing 1 to 25 of 1,314 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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