Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mia M NakagawaSecurities America, Inc.National Planning Corporation11-16-2017
Timothy Alan KunkelSecurities America, Inc.SII Investments, Inc.$5011-16-2017
Donald James BelisleSecurities America, Inc.National Planning Corporation$111-15-2017
Lisa Scott LagorioSecurities America, Inc.National Planning Corporation$2511-15-2017
Todd Scott SmithSecurities America, Inc.SII Investments, Inc.11-15-2017
Vincent Michael BaroneSecurities America, Inc.National Planning Corporation11-13-2017
Brett Thomas GuendelSecurities America, Inc.Waddell & Reed11-10-2017
Pamela Juliet SamsSecurities America, Inc.Voya Financial Advisors, Inc.$111-10-2017
Robert Steven WolfSecurities America, Inc.National Planning Corporation$111-10-2017
Gary Stephen RadlerSecurities America, Inc.National Planning Corporation$111-09-2017
Harry A KentSecurities America, Inc.National Planning Corporation$1011-09-2017
William Edward SpriggsSecurities America, Inc.National Planning Corporation$5011-08-2017
Stephen Angelo MarcarelliSecurities America, Inc.National Planning Corporation$1011-07-2017
Barbara JolliffeSecurities America, Inc.National Planning Corporation$1011-06-2017
Corey Donald RobertsSecurities America, Inc.National Planning Corporation11-06-2017
Hyon Chu KangSecurities America, Inc.National Planning Corporation11-06-2017
Karl Thomas CrytserSecurities America, Inc.National Planning Corporation$111-06-2017
Richard Barry HaynesSecurities America, Inc.Edward Jones11-06-2017
Eric F JonesSecurities America, Inc.National Planning Corporation11-03-2017
James Edward FernanSecurities America, Inc.National Planning Corporation$111-03-2017
Natalie A LeiningerSecurities America, Inc.National Planning Corporation$2511-03-2017
Brian Mark FruendtSecurities America, Inc.National Planning Corporation$2511-02-2017
David Scott ChorneySecurities America, Inc.National Planning Corporation$111-02-2017
George Julius Moeschlin IIISecurities America, Inc.National Planning Corporation11-02-2017
John Thomas SchoenSecurities America, Inc.National Planning Corporation$2511-02-2017
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Showing 226 to 250 of 1,321 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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