Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Dylan ThompsonSecurities America, Inc.INVEST Financial Corporation11-02-2017
Joseph Michael SoslerSecurities America, Inc.National Planning Corporation11-02-2017
Lonny Lee WintersSecurities America, Inc.INVEST Financial Corporation11-02-2017
Marianne Elizabeth CarterSecurities America, Inc.National Planning Corporation$111-02-2017
Nathaniel SchneiderSecurities America, Inc.National Planning Corporation$5011-02-2017
Albert Anthony Pometto IIISecurities America, Inc.National Planning Corporation$5011-01-2017
Arthur J SiscoSecurities America, Inc.National Planning Corporation$111-01-2017
Chester Miller MccordSecurities America, Inc.National Planning Corporation11-01-2017
Cynthia Jean StormfischerSecurities America, Inc.SII Investments, Inc.$2511-01-2017
David Anderson KnechtleSecurities America, Inc.National Planning Corporation$111-01-2017
Edward Carl AnnunziataSecurities America, Inc.National Planning Corporation$1011-01-2017
Gary Coley MeyererSecurities America, Inc.National Planning Corporation$2511-01-2017
Gary Lee BarrSecurities America, Inc.National Planning Corporation11-01-2017
James Edward AndersonSecurities America, Inc.National Planning Corporation11-01-2017
James Gregory MuckellSecurities America, Inc.National Planning Corporation11-01-2017
Kenneth Charles KrichbaumSecurities America, Inc.LPL Financial LLC$5011-01-2017
Lester John OpilaSecurities America, Inc.National Planning Corporation$1511-01-2017
Roger K RiehmSecurities America, Inc.National Planning Corporation11-01-2017
Teri Renee GlaspySecurities America, Inc.Centaurus Financial, Inc.$111-01-2017
Theodore William Hintz Jr.Securities America, Inc.National Planning Corporation11-01-2017
Walter Paul Schwabe IIISecurities America, Inc.National Planning Corporation$5011-01-2017
Anthony Lawrence NatrellaSecurities America, Inc.National Planning Corporation$710-31-2017
Brett Daniel DolanSecurities America, Inc.National Planning Corporation10-31-2017
David Mikio SakataSecurities America, Inc.National Planning Corporation10-31-2017
Edward Charles Banks Jr.Securities America, Inc.National Planning Corporation$2510-31-2017
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Showing 251 to 275 of 1,321 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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