Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Daniel WoolfreySecurities America, Inc.Cambridge Investment Research, Inc.$2511-06-2018
Julie A. Vavra DaleySecurities America, Inc.LPL Financial LLC11-01-2018
Andrew James RivielloSecurities America, Inc.MML Investors Services, LLC11-01-2018
Rodney Allen BreyerSecurities America, Inc.American Portfolios Financial Services, Inc.$10010-31-2018
Jon Anthony HoyleSecurities America, Inc.OneAmerica Securities, Inc.10-26-2018
Blake L. ZinnSecurities America, Inc.Northwestern Mutual Investment Services, LLC10-26-2018
Jan Frederick SedlacekSecurities America, Inc.Hornor, Townsend & Kent, LLC$9610-25-2018
Tiffany L BovalSecurities America, Inc.Key Investment Services LLC10-25-2018
Steven Walter JuulSecurities America, Inc.CUSO Financial Services, L.P.10-24-2018
Cy Thomas HessSecurities America, Inc.MML Investors Services, LLC10-22-2018
James E CaseySecurities America, Inc.Signator Investors, Inc.$5510-19-2018
Robbie Reno HuberSecurities America, Inc.Signator Investors, Inc.10-12-2018
Caleb John MontagSecurities America, Inc.LPL Financial LLC10-12-2018
Ranjan JagetiaSecurities America, Inc.Commonwealth Financial Network10-11-2018
Mindy L. KirbySecurities America, Inc.Kestra Investment Services, LLC10-11-2018
Daniel John WarnkeSecurities America, Inc.Summit Financial Group Inc10-08-2018
Albert Allen Jansen Jr.Securities America, Inc.Summit Financial Group Inc$5010-08-2018
Eatan VijanSecurities America, Inc.TD Ameritrade, Inc.10-04-2018
Daniel Gardner ConverseSecurities America, Inc.Principal Securities, Inc.10-03-2018
Charles Joseph HaynesSecurities America, Inc.Centaurus Financial, Inc.10-01-2018
Deepak BhallaSecurities America, Inc.MML Investors Services, LLC10-01-2018
Ronald Roy HamiltonSecurities America, Inc.Signator Investors, Inc.$5009-28-2018
Steven C BodineSecurities America, Inc.Cetera Advisors LLC09-28-2018
Shawn Gerald HanquistSecurities America, Inc.Wells Fargo Clearing Services, LLC09-28-2018
Dillan James HamiltonSecurities America, Inc.Signator Investors, Inc.09-28-2018
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Showing 251 to 275 of 1,632 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.