Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel William Stoakes Jr.Securities America, Inc.Broker Dealer Financial Services Corp.09-24-2018
Katie RawsonSecurities America, Inc.Foresters Financial Services, Inc.09-24-2018
David Patrick ChandlerSecurities America, Inc.J.P. Morgan Securities LLC09-20-2018
Miri Y UptonSecurities America, Inc.Equity Services, Inc.$5009-17-2018
Tracey Sue LawrenceSecurities America, Inc.Equity Services, Inc.09-17-2018
Angela Marie ZangarolaSecurities America, Inc.Raymond James & Associates, Inc.09-11-2018
Sandra Kay CadeSecurities America, Inc.Edward Jones$15009-10-2018
David Michael RothSecurities America, Inc.Geneos Wealth Management, Inc.09-10-2018
Damon Michael HarrisSecurities America, Inc.LPL Financial LLC09-06-2018
Ryan Hugh James McGrawSecurities America, Inc.LPL Financial LLC09-04-2018
Christopher Brandon TavaresSecurities America, Inc.LPL Financial LLC$2509-04-2018
John Cline EvansSecurities America, Inc.Signator Investors, Inc.08-31-2018
Terry Douglas BoboSecurities America, Inc.USA Financial Securities Corporation$15008-30-2018
Jesse Lee TodiscoSecurities America, Inc.Centaurus Financial, Inc.08-30-2018
Lee Clark Brown IIISecurities America, Inc.LPL Financial LLC$5008-28-2018
Paul Lawrence NewtonSecurities America, Inc.Centaurus Financial, Inc.$15008-27-2018
Darrell Lee JonesSecurities America, Inc.Kestra Investment Services, LLC08-24-2018
Ryan Timothy ConnellSecurities America, Inc.Wells Fargo Clearing Services, LLC08-20-2018
Monique SchulmanSecurities America, Inc.Cammack Larhette Brokerage, Inc.08-17-2018
Joanne Lee WeidnerSecurities America, Inc.Mutual of Omaha Investor Services, Inc.$5008-17-2018
Malcolm David DebaySecurities America, Inc.LPL Financial LLC08-17-2018
Alissa Anne KroegerSecurities America, Inc.Fidelity Personal and Workplace Advisors08-17-2018
Greg Shane LavinSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2018
Kristen Dawn MassieSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2018
Thomas D. BudenzSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.