Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Randolph FeredaySecurities America, Inc.SII Investments, Inc.$3510-31-2017
Joshua Scott HymanSecurities America, Inc.National Planning Corporation$2510-31-2017
Edward Charles Banks Jr.Securities America, Inc.National Planning Corporation$2510-31-2017
Anthony Lawrence NatrellaSecurities America, Inc.National Planning Corporation10-31-2017
Mario Anthony GiovannucciSecurities America, Inc.National Planning Corporation10-31-2017
Sherry Ann AzevedoSecurities America, Inc.National Planning Corporation10-31-2017
David Mikio SakataSecurities America, Inc.National Planning Corporation10-31-2017
Brett Daniel DolanSecurities America, Inc.National Planning Corporation10-31-2017
Eric Jason ZimmermanSecurities America, Inc.National Planning Corporation10-31-2017
Kenneth Richard HuffineSecurities America, Inc.National Planning Corporation10-31-2017
Matthew Stephen SawyerSecurities America, Inc.SII Investments, Inc.10-31-2017
Michael Andrew DollinsSecurities America, Inc.National Planning Corporation$8610-30-2017
Kristen Douglas CloydSecurities America, Inc.National Planning Corporation$5010-30-2017
Ronald Stephen RaderSecurities America, Inc.National Planning Corporation$2510-30-2017
Paul Michael PetroneSecurities America, Inc.National Planning Corporation10-30-2017
Scott Ira LoochtanSecurities America, Inc.National Planning Corporation10-27-2017
Kyle Christopher PaterikSecurities America, Inc.National Planning Corporation10-27-2017
Scott Wayne HamerslySecurities America, Inc.SII Investments, Inc.$20010-26-2017
Kerry Elton BolenSecurities America, Inc.SII Investments, Inc.$5010-26-2017
David Richard CarlsonSecurities America, Inc.National Planning Corporation$1310-26-2017
Frank Anthony VirgallitoSecurities America, Inc.National Planning Corporation$1010-26-2017
Joanne Marie NataleSecurities America, Inc.National Planning Corporation10-26-2017
Nicholas Simon TuckSecurities America, Inc.National Planning Corporation10-26-2017
David HasbrouckSecurities America, Inc.National Planning Corporation10-26-2017
Kenneth Scott SmallSecurities America, Inc.National Planning Corporation$26710-25-2017
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Showing 276 to 300 of 1,206 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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