Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roger Joseph Betcher Jr.Securities America, Inc.The O.N. Equity Sales Company08-14-2018
David Douglass PetersonSecurities America, Inc.INVEST Financial Corporation$5008-14-2018
Michael John FinnSecurities America, Inc.The O.N. Equity Sales Company08-14-2018
Jeffrey Steven MarkoSecurities America, Inc.The O.N. Equity Sales Company08-14-2018
Donald James JensenSecurities America, Inc.The O.N. Equity Sales Company08-14-2018
Derek Demar BohneSecurities America, Inc.Allegis Investment Services, LLC08-13-2018
Matthew Jay GovendoSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-09-2018
Jorge Varela LopezSecurities America, Inc.Qualified Planning08-06-2018
Russell B. SheidSecurities America, Inc.SWBC Investment Services, LLC08-03-2018
Byron C HildebrandSecurities America, Inc.Centaurus Financial, Inc.08-02-2018
Graham Andrew JonesSecurities America, Inc.Deep River Capital Advisors, LLC08-01-2018
Matthew Edward CormanSecurities America, Inc.MML Investors Services, LLC07-30-2018
Brad Bradley PoolSecurities America, Inc.Farmers Financial Solutions, LLC07-20-2018
Timothy Joseph BlackSecurities America, Inc.LPL Financial LLC07-16-2018
Mark Charles LarsonSecurities America, Inc.Mutual of Omaha Investor Services, Inc.07-16-2018
Jon Robert HermanSecurities America, Inc.TD Ameritrade, Inc.07-16-2018
Cory Joe RandallSecurities America, Inc.TD Ameritrade, Inc.07-16-2018
Trevor T. AndersonSecurities America, Inc.LPL Financial LLC07-13-2018
Kyle Paul BatemanSecurities America, Inc.LPL Financial LLC07-12-2018
Matthew David SmithSecurities America, Inc.Farmers Financial Solutions, LLC07-11-2018
Thomas Richard Kestler Jr.Securities America, Inc.Centaurus Financial, Inc.$5007-03-2018
Michael David BrockelmanSecurities America, Inc.MML Investors Services, LLC$2507-02-2018
John F. ShoroSecurities America, Inc.MML Investors Services, LLC$5007-02-2018
Christopher George MehneSecurities America, Inc.MML Investors Services, LLC$2507-02-2018
William Taylor King Jr.Securities America, Inc.Questar Capital Corporation$3506-29-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.