Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederick Anton LandwehrSecurities America, Inc.National Planning Corporation$110-25-2017
James Winfred ShorrSecurities America, Inc.SII Investments, Inc.$110-25-2017
John David AndersonSecurities America, Inc.National Planning Corporation10-25-2017
Joshua Michael WilsonSecurities America, Inc.National Planning Corporation10-25-2017
Kenneth Scott SmallSecurities America, Inc.National Planning Corporation$26710-25-2017
Margaret Meek SheldonSecurities America, Inc.National Planning Corporation$1010-25-2017
Michael Douglas ReesSecurities America, Inc.National Planning Corporation$10010-25-2017
Patricia Arnel PuglisiSecurities America, Inc.National Planning Corporation$110-25-2017
Senta Lisa CurranSecurities America, Inc.National Planning Corporation$110-25-2017
Edward Stanley MyersSecurities America, Inc.National Planning Corporation10-24-2017
Frank Eugene MetruskySecurities America, Inc.National Planning Corporation$110-24-2017
Gary Sewell RobersonSecurities America, Inc.National Planning Corporation$110-24-2017
Glenn Kendall GoffSecurities America, Inc.National Planning Corporation$10010-24-2017
Jerrie Kay CarliSecurities America, Inc.National Planning Corporation$11710-24-2017
Kenneth John Saunders Jr.Securities America, Inc.National Planning Corporation$10010-24-2017
Roger Harvey BlytheSecurities America, Inc.SII Investments, Inc.$1410-24-2017
Deanna Dawn BakerSecurities America, Inc.Investment Centers of America, Inc.10-23-2017
James David BlaydesSecurities America, Inc.National Planning Corporation10-23-2017
James Kevin WilkinsSecurities America, Inc.National Planning Corporation$2510-23-2017
Jamie Allen OgolinSecurities America, Inc.Investment Centers of America, Inc.10-23-2017
Jared Jonathan LesterSecurities America, Inc.National Planning Corporation10-23-2017
Michael Lynn WoodsSecurities America, Inc.National Planning Corporation$5010-23-2017
Roxanne BladeSecurities America, Inc.National Planning Corporation10-23-2017
Sandra Jean CameronSecurities America, Inc.Investment Centers of America, Inc.$1210-23-2017
William Poe Jr.Securities America, Inc.National Planning Corporation10-23-2017
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Showing 301 to 325 of 1,321 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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