Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Paul TashjianSecurities America, Inc.LPL Financial LLC$1006-29-2018
Ethan Mark FreishtatSecurities America, Inc.LPL Financial LLC06-29-2018
Joseph Emerick BakaysaSecurities America, Inc.Citizens Securities, Inc.06-29-2018
Nicole E PeterkinSecurities America, Inc.Securities America, Inc.06-29-2018
Tyler James SteinkuhlerSecurities America, Inc.Mutual of Omaha Investor Services, Inc.06-18-2018
Stephen Andrew BrockmanSecurities America, Inc.Edward Jones06-18-2018
Kevin John HedstromSecurities America, Inc.ProEquities, Inc.06-13-2018
David Michael KollSecurities America, Inc.Mutual of Omaha Investor Services, Inc.06-11-2018
Kristen Rae PattersonSecurities America, Inc.Mutual of Omaha Investor Services, Inc.06-11-2018
Chad Matthew GloverSecurities America, Inc.MML Investors Services, LLC$5006-07-2018
Kyle Steele YoungerSecurities America, Inc.MML Investors Services, LLC06-07-2018
Danielle Marie McClenahanSecurities America, Inc.SII Investments, Inc.06-05-2018
Dustin Jay ZuckSecurities America, Inc.Wells Fargo Clearing Services, LLC06-05-2018
Frances Waynette McKaySecurities America, Inc.Edward Jones06-04-2018
Gregory P KnuppSecurities America, Inc.Cadaret, Grant & Co., Inc.06-01-2018
Teresa Marie HowesSecurities America, Inc.LPL Financial LLC$1006-01-2018
Keith Edward BogerSecurities America, Inc.The Strategic Financial Alliance, Inc.$10006-01-2018
Carl Hicks White IIISecurities America, Inc.LPL Financial LLC$1,00005-30-2018
Carson Joseph HemmannSecurities America, Inc.Mutual of Omaha Investor Services, Inc.05-25-2018
Broderick Allen RobinsonSecurities America, Inc.Hornor, Townsend & Kent, LLC05-24-2018
Timothy Craig MerchantSecurities America, Inc.MML Investors Services, LLC05-21-2018
Paul WrightSecurities America, Inc.Edward Jones05-21-2018
Kyle K. LumSecurities America, Inc.MML Investors Services, LLC05-18-2018
Daniel John WoodardSecurities America, Inc.LPL Financial LLC$10005-18-2018
Christopher Scott HallSecurities America, Inc.Principal Securities, Inc.05-18-2018
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Showing 326 to 350 of 1,632 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.