Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry C. RoseSecurities America, Inc.LPL Financial LLC$1005-18-2018
Paul E. CarlsonSecurities America, Inc.Principal Securities, Inc.05-18-2018
Kyle Wesley JohnsonSecurities America, Inc.Raymond James & Associates, Inc.05-18-2018
Stoney Ray FosterSecurities America, Inc.Principal Securities, Inc.05-18-2018
Ryan P MehalovichSecurities America, Inc.Northwest Wealth Management, LLC$1005-17-2018
Michael Steven SeymourSecurities America, Inc.Morgan Stanley05-11-2018
Joshua Alan ZoernerSecurities America, Inc.MWA Financial Services Inc.$2505-10-2018
David P LacroixSecurities America, Inc.UBS Financial Services Inc.$15005-10-2018
Brian David SmithSecurities America, Inc.LPL Financial LLC05-09-2018
Jerald Lewis ButtsSecurities America, Inc.LPL Financial LLC05-09-2018
Stephen Ernest KutschatSecurities America, Inc.LPL Financial LLC$2405-08-2018
Austin Lee WellsSecurities America, Inc.Mutual of Omaha Investor Services, Inc.05-07-2018
Giovanni Bonaventura VitaleSecurities America, Inc.Cadaret, Grant & Co., Inc.$2505-04-2018
David VinciguerraSecurities America, Inc.Cadaret, Grant & Co., Inc.$25005-04-2018
Matthew Lee StangeSecurities America, Inc.Mutual of Omaha Investor Services, Inc.05-04-2018
Reynaldo Perez JrSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2018
Albin Mauritz LinderSecurities America, Inc.Voya Financial Advisors, Inc.04-30-2018
Jason Matthew LinderSecurities America, Inc.Voya Financial Advisors, Inc.04-30-2018
Seth Albin LinderSecurities America, Inc.Voya Financial Advisors, Inc.04-30-2018
Ronald O'Neil RigganSecurities America, Inc.Waddell & Reed04-30-2018
Michael Von MosseSecurities America, Inc.Cambridge Investment Research, Inc.$15004-23-2018
Rick Lee CurtisSecurities America, Inc.Mutual of Omaha Investor Services, Inc.04-23-2018
Kristina K DahlSecurities America, Inc.Waddell & Reed04-23-2018
Kevin Andrew HarbackSecurities America, Inc.Ostrofe Financial Consultants Inc04-20-2018
Stephen R DempseySecurities America, Inc.Waddell & Reed04-17-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.