Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Clara Eleonora GillSecurities America, Inc.National Planning Corporation$110-17-2017
Donny Hiroyuki TakemotoSecurities America, Inc.National Planning Corporation$10010-17-2017
Lawrence Jay AglerSecurities America, Inc.National Planning Corporation$5010-17-2017
Manon M LucasSecurities America, Inc.National Planning Corporation$2510-17-2017
Michael W PattersonSecurities America, Inc.SII Investments, Inc.$2510-17-2017
Nathan Allen BellSecurities America, Inc.SII Investments, Inc.$5010-17-2017
Richard Ejvin HansenSecurities America, Inc.National Planning Corporation10-17-2017
Tom Vincent BrattainSecurities America, Inc.SII Investments, Inc.10-17-2017
Charles Gabriel SosaSecurities America, Inc.National Planning Corporation$1010-16-2017
Corey Dale HeimensenSecurities America, Inc.SII Investments, Inc.$10010-16-2017
David Forbes MassongillSecurities America, Inc.National Planning Corporation$2510-16-2017
James Lee BlosserSecurities America, Inc.National Planning Corporation$2510-16-2017
Kurt Jeffrey SpackmanSecurities America, Inc.National Planning Corporation10-16-2017
Ritas Rose SmithSecurities America, Inc.National Planning Corporation10-16-2017
Erik Christopher LureSecurities America, Inc.National Planning Corporation$29110-13-2017
John Francis RadetichSecurities America, Inc.National Planning Corporation10-13-2017
Kirk Lee WardSecurities America, Inc.Investment Centers of America, Inc.$2510-13-2017
Lynn Ronald WaddellSecurities America, Inc.Investment Centers of America, Inc.10-12-2017
Curtis Dean DavisSecurities America, Inc.LPL Financial LLC$5010-11-2017
Nona Parmelee BelousSecurities America, Inc.Waddell & Reed$1010-11-2017
Owen Keith FarnsworthSecurities America, Inc.LPL Financial LLC10-11-2017
Thomas Ian RindahlSecurities America, Inc.LPL Financial LLC$2510-11-2017
Anna Maria JohnsonSecurities America, Inc.LPL Financial LLC$1910-10-2017
Anthony Robert DasticeSecurities America, Inc.LPL Financial LLC$2510-10-2017
Anthony Theodore RochaSecurities America, Inc.LPL Financial LLC$2510-10-2017
« Previous PageNext Page »

Showing 351 to 375 of 1,321 entries

Page 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.