Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Joseph MullaneySecurities America, Inc.CBIZ Investment Advisory Services, LLC$5005-14-2019
Leonard Daniel Gilroy-SolanoSecurities America, Inc.Wells Fargo Clearing Services, LLC$1,00005-06-2019
Joseph William MissmanSecurities America, Inc.Edward Jones$105-03-2019
Francisco Jose TortSecurities America, Inc.Morgan Stanley$5005-03-2019
Gregory Lynn GrimesSecurities America, Inc.Centaurus Financial, Inc.$15004-29-2019
Nathan Lee KnightSecurities America, Inc.Summit Financial Group Inc$104-29-2019
Corbin Richard CoutureSecurities America, Inc.Infinex Investments, Inc.$15004-26-2019
Michael Todd SissonSecurities America, Inc.Summit Brokerage Services, Inc.$5004-22-2019
Bruce Edwin JohnsonSecurities America, Inc.Woodbury Financial Services, Inc.$1804-15-2019
Daniel J. ZentnerSecurities America, Inc.Woodbury Financial Services, Inc.04-15-2019
Richard Charles HarrisonSecurities America, Inc.TIAA-CREF Individual & Institutional Services, LLC$104-12-2019
Garth Jonathan TerlizziSecurities America, Inc.Private Ledger Financial Services, Incorporated$10004-12-2019
Adnan Qasim AldayelSecurities America, Inc.Capital Financial Services, Inc.$10004-09-2019
Geoffrey Lynn NewmanSecurities America, Inc.H. Beck, Inc.03-29-2019
Seth FennSecurities America, Inc.Royal Alliance Associates, Inc.03-13-2019
John Robert LidgettSecurities America, Inc.Edward Jones$10003-12-2019
Jason Michael PerrySecurities America, Inc.Janney Montgomery Scott LLC$15003-04-2019
Bart Warren RichardsonSecurities America, Inc.Royal Alliance Associates, Inc.$2503-01-2019
David BarolSecurities America, Inc.Questar Capital Corporation$10002-22-2019
David Benjamin KaySecurities America, Inc.Questar Capital Corporation02-22-2019
Kenneth Edward IngersollSecurities America, Inc.Cambridge Investment Research, Inc.$5002-21-2019
Thomas Michael TetteSecurities America, Inc.Cambridge Investment Research, Inc.$5002-18-2019
Shawn Patrick CookSecurities America, Inc.Questar Capital Corporation02-14-2019
Darin Andrew HessSecurities America, Inc.Equity Services, Inc.02-12-2019
Anthony J SpringSecurities America, Inc.Questar Capital Corporation$2502-08-2019
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Showing 26 to 50 of 1,321 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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