Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Nicholas ColantuonoSecurities America, Inc.Integrated Wealth Concepts LLC$5011-29-2019
Kathleen Alexandrea KerrSecurities America, Inc.Raymond James Financial Services, Inc.11-27-2019
Brent StewartSecurities America, Inc.Citizens Securities, Inc.11-27-2019
Patricia Ann RossSecurities America, Inc.First Allied Securities, Inc.11-26-2019
Christopher Tyler MiddletonSecurities America, Inc.Principal Securities, Inc.11-25-2019
Jason Jay TaborSecurities America, Inc.Principal Securities, Inc.11-19-2019
Richard Charles FanchSecurities America, Inc.Cambridge Investment Research, Inc.$6511-15-2019
Kimberly Kay RuleSecurities America, Inc.Hilltop Securities Inc.11-15-2019
Jeremiah Joseph SeagleSecurities America, Inc.VALIC Financial Advisors, Inc.11-15-2019
Eric Michael BokeschSecurities America, Inc.Cambridge Investment Research, Inc.11-13-2019
Jeffrey Martin WesterSecurities America, Inc.Northwestern Mutual Investment Services, LLC11-12-2019
Kevin Patrick FeeleySecurities America, Inc.Dart, Papesh & Company, Incorporated11-08-2019
Steven Ralph DavisSecurities America, Inc.VALIC Financial Advisors, Inc.11-07-2019
Kenneth James KalkSecurities America, Inc.MWA Financial Services Inc.11-04-2019
Kenneth P. RichardsSecurities America, Inc.Farmers Financial Solutions, LLC11-01-2019
David Joseph PetersonSecurities America, Inc.Cetera Advisors LLC$5010-31-2019
Robert Asbury ThomasSecurities America, Inc.Avantax Investment Services, Inc.$10010-31-2019
Christopher R MarshallSecurities America, Inc.Avantax Advisory Services$1010-31-2019
Kevin Bruen McGrathSecurities America, Inc.Cambridge Investment Research, Inc.$5010-25-2019
Erika Dagmar BylundSecurities America, Inc.Kestra Investment Services, LLC10-25-2019
Amanda Hadley HarrelsonSecurities America, Inc.Cetera Advisor Networks LLC$2510-24-2019
Daniel Warren HodgesSecurities America, Inc.Cetera Advisor Networks LLC10-21-2019
Stephen J. EiflerSecurities America, Inc.MML Investors Services, LLC10-18-2019
Frank Nelson DepetersSecurities America, Inc.Equity Services, Inc.$2510-15-2019
Jon David GoldsteinSecurities America, Inc.Ameriprise Financial Services, LLC$10010-10-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.