Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Joseph SchanoSecurities America, Inc.Southland Equity Partners, LLC.12-12-2018
Carl Overton McbeanSecurities America, Inc.Questar Capital Corporation$112-11-2018
Elizabeth Ann WorthingtonSecurities America, Inc.Questar Capital Corporation12-11-2018
Paul Joseph ScofieldSecurities America, Inc.Edward Jones12-10-2018
Jeffrey Lynn BarkerSecurities America, Inc.Questar Capital Corporation$5012-07-2018
Karla Elizabeth VlasatySecurities America, Inc.MML Investors Services, LLC$2312-07-2018
Matthew Allen SernauSecurities America, Inc.LPL Financial LLC$2512-07-2018
Michael Paul BennittSecurities America, Inc.Questar Capital Corporation$2512-07-2018
Ryan S.Cott YountSecurities America, Inc.MML Investors Services, LLC12-07-2018
Cynthia Elizabeth SheltonSecurities America, Inc.1st Global Capital Corp.$2512-05-2018
Craig Tilghman BoothSecurities America, Inc.PNC Investments11-30-2018
Andrew Ryan GoldbergSecurities America, Inc.Questar Capital Corporation$111-21-2018
James David TowarnickySecurities America, Inc.LPL Financial LLC$1011-15-2018
Michael Robert FarrSecurities America, Inc.Lincoln Financial Securities Corporation$10011-15-2018
Timothy E. TarantoSecurities America, Inc.Voya Financial Advisors, Inc.11-15-2018
Perry Steven LongSecurities America, Inc.Questar Capital Corporation$111-09-2018
Richard Joseph KowalickSecurities America, Inc.Questar Capital Corporation$2511-09-2018
Ronald Joseph Ritchey Jr.Securities America, Inc.Voya Investments Distributor, LLC11-09-2018
Julie Anne Vavra DaleySecurities America, Inc.LPL Financial LLC11-01-2018
Blake L ZinnSecurities America, Inc.Northwestern Mutual Investment Services, LLC10-26-2018
Jon Anthony HoyleSecurities America, Inc.OneAmerica Securities, Inc.10-26-2018
Steven Walter JuulSecurities America, Inc.CUSO Financial Services, L.P.$110-24-2018
Cy Thomas HessSecurities America, Inc.MML Investors Services, LLC$10010-22-2018
James E. CaseySecurities America, Inc.Signator Investors, Inc.$5510-19-2018
Caleb John MontagSecurities America, Inc.LPL Financial LLC10-12-2018
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Showing 76 to 100 of 1,321 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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