Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda Marie GausewitzSecurities America, Inc.Ameriprise Financial Services, LLC10-10-2019
Adam Ryan PetersSecurities America, Inc.Ameriprise Financial Services, LLC10-10-2019
Jonathan Carl GausewitzSecurities America, Inc.Ameriprise Financial Services, LLC10-10-2019
Kyle David KerkenbushSecurities America, Inc.Ameriprise Financial Services, LLC$5010-10-2019
Lisa Ann SpadoniSecurities America, Inc.Ameriprise Financial Services, LLC$2510-10-2019
Nancy J. McCarrellSecurities America, Inc.Prestige Wealth Management10-10-2019
Stephanie Ann WagnerSecurities America, Inc.Principal Securities, Inc.10-09-2019
John Michael FordSecurities America, Inc.Fidelity Brokerage Services LLC10-03-2019
April D. WallaceSecurities America, Inc.Cetera Advisor Networks LLC10-02-2019
Lonnie Gene Simpson Jr.Securities America, Inc.Cetera Advisor Networks LLC$2810-02-2019
Timothy Scott AjaSecurities America, Inc.Cetera Advisor Networks LLC10-02-2019
Mark Richard WeibelSecurities America, Inc.Citizens Securities, Inc.09-26-2019
Robert Joseph BettermannSecurities America, Inc.St. Bernard Financial Services, Inc.09-20-2019
Norman Stewart StrobelSecurities America, Inc.MML Investors Services, LLC$10009-19-2019
Michael Keith NapierSecurities America, Inc.Waddell & Reed$5009-19-2019
Charles Maclean RenwickSecurities America, Inc.Avantax Advisory Services09-17-2019
Guy Malone GannSecurities America, Inc.Summit Financial Group Inc09-16-2019
Amanda A. AlksnitisSecurities America, Inc.Equity Services, Inc.09-13-2019
Brian Keith WattsSecurities America, Inc.Commonwealth Financial Network$2009-12-2019
Martina HamiltonSecurities America, Inc.Raymond James Financial Services, Inc.$8709-09-2019
David Ian Hodgkins Jr.Securities America, Inc.Equity Services, Inc.09-09-2019
Brandy Nicole DyerSecurities America, Inc.TD Ameritrade, Inc.09-09-2019
Kelly J. HillSecurities America, Inc.LPL Financial LLC$5009-06-2019
David Patrick ChandlerSecurities America, Inc.Securities America, Inc.09-03-2019
Barbara Ann SeitzSecurities America, Inc.Next Financial Group, Inc.08-30-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.