Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cy Thomas HessSecurities America, Inc.MML Investors Services, LLC$10010-22-2018
James E CaseySecurities America, Inc.Signator Investors, Inc.$5510-19-2018
Caleb John MontagSecurities America, Inc.LPL Financial LLC10-12-2018
Ranjan JagetiaSecurities America, Inc.Commonwealth Financial Network10-11-2018
Albert Allen Jansen Jr.Securities America, Inc.Summit Brokerage Services, Inc.$5010-08-2018
Eatan VijanSecurities America, Inc.TD Ameritrade, Inc.10-04-2018
Charles Joseph HaynesSecurities America, Inc.Centaurus Financial, Inc.10-01-2018
Deepak BhallaSecurities America, Inc.MML Investors Services, LLC10-01-2018
Shawn Gerald HanquistSecurities America, Inc.Wells Fargo Clearing Services, LLC09-28-2018
Miri Y UptonSecurities America, Inc.Equity Services, Inc.$5009-17-2018
Tracey Sue LawrenceSecurities America, Inc.Equity Services, Inc.09-17-2018
Sandra Kay CadeSecurities America, Inc.Edward Jones$15009-10-2018
David Michael RothSecurities America, Inc.Geneos Wealth Management, Inc.09-10-2018
Phillip Louis AndersonSecurities America, Inc.Ameriprise Financial Services, Inc.09-04-2018
Ryan Hugh James McGrawSecurities America, Inc.LPL Financial LLC09-04-2018
John Cline EvansSecurities America, Inc.Signator Investors, Inc.08-31-2018
David O'Donnell, Michael TashjianSecurities America, Inc.LPL Financial LLC LLC$65008-30-2018
Terry Douglas BoboSecurities America, Inc.USA Financial Securities Corporation$15008-30-2018
Darrell Lee JonesSecurities America, Inc.Kestra Investment Services, LLC$1008-24-2018
Joanne Lee WeidnerSecurities America, Inc.Mutual of Omaha Investor Services, Inc.$5008-17-2018
Monique SchulmanSecurities America, Inc.Cammack Larhette Brokerage, Inc.08-17-2018
Malcolm David DebaySecurities America, Inc.LPL Financial LLC08-17-2018
Alissa Anne KroegerSecurities America, Inc.Fidelity Brokerage Services LLC08-17-2018
Kristen Dawn MassieSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2018
Michael John FinnSecurities America, Inc.The O.N. Equity Sales Company08-14-2018
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Showing 101 to 125 of 1,206 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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