Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Wayne MatthewsSecurities America, Inc.Cetera Advisors LLC08-29-2019
Michele A HaeickSecurities America, Inc.Key Investment Services LLC08-28-2019
Melissa Deann ProffittSecurities America, Inc.Summit Brokerage Services, Inc.08-23-2019
Matthew J MckelveySecurities America, Inc.Cambridge Investment Research, Inc.08-23-2019
William Robert ElgerSecurities America, Inc.Equity Services, Inc.$5008-22-2019
Benjamin Eric KoleySecurities America, Inc.Centaurus Financial, Inc.08-19-2019
Matthew David PiasecznySecurities America, Inc.Northwestern Mutual Investment Services, LLC08-19-2019
Andrew J. TaylorSecurities America, Inc.Morgan Stanley & Co. LLC08-19-2019
Nathan Todd ElversSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2019
Mark Thomas TemperatoSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2019
Adam AmbielliSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2019
Steven Howard DruckmanSecurities America, Inc.APW Capital, Inc.08-14-2019
Robert William Schmidt Jr.Securities America, Inc.Avantax Investment Services, Inc.08-12-2019
Trent Jeffries HeltonSecurities America, Inc.Cetera Advisor Networks LLC08-05-2019
Anthony Wells ZapicoSecurities America, Inc.The Investment Center, Inc.$2508-02-2019
Roberta LewisSecurities America, Inc.Wells Fargo Clearing Services, LLC08-02-2019
Andrew George PalomoSecurities America, Inc.Cetera Advisor Networks LLC$2508-02-2019
Jacqueline Lee BulavaSecurities America, Inc.CWM, LLC08-02-2019
Michael Grant ThompsonSecurities America, Inc.1st Global Capital Corp.$5008-01-2019
Nikki Von LudeSecurities America, Inc.LPL Financial LLC$5008-01-2019
Joseph John AlfinitoSecurities America, Inc.Summit Brokerage Services, Inc.$10007-19-2019
Jacob James SadwickSecurities America, Inc.Morgan Stanley07-17-2019
Stuart George LarsenSecurities America, Inc.LPL Financial LLC07-15-2019
James John DinapoliSecurities America, Inc.Cadaret, Grant & Co., Inc.$2507-09-2019
Jay Alan WallingerSecurities America, Inc.Summit Brokerage Services, Inc.$2507-08-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.