Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Russell Bernal SheidSecurities America, Inc.SWBC Investment Services, LLC$108-03-2018
Matthew CormanSecurities America, Inc.MML Investors Services, LLC07-30-2018
Malcolm Bradley PoolSecurities America, Inc.Farmers Financial Solutions, LLC07-20-2018
John Jude ScallanSecurities America, Inc.MML Investors Services, LLC07-18-2018
Matthew David SmithSecurities America, Inc.Farmers Financial Solutions, LLC07-11-2018
Gerald Raphael DufaultSecurities America, Inc.LPL Financial LLC$5007-09-2018
Christopher George MehneSecurities America, Inc.MML Investors Services, LLC$2507-02-2018
John F. ShoroSecurities America, Inc.MML Investors Services, LLC$5007-02-2018
Michael David BrockelmanSecurities America, Inc.MML Investors Services, LLC$2507-02-2018
Emilio Joseph Senesi Jr.Securities America, Inc.LPL Financial LLC$10006-29-2018
Matthew John MclaughlinSecurities America, Inc.LPL Financial LLC$1006-29-2018
Michael RaspalloSecurities America, Inc.LPL Financial LLC$2506-29-2018
Nicole E PeterkinSecurities America, Inc.The Patriot Financial Group, LLC06-29-2018
William Taylor King Jr.Securities America, Inc.Questar Capital Corporation06-29-2018
Frances Waynette MckaySecurities America, Inc.Edward Jones06-04-2018
Gregory P KnuppSecurities America, Inc.Cadaret, Grant & Co., Inc.$106-01-2018
Keith Edward BogerSecurities America, Inc.The Strategic Financial Alliance, Inc.$10006-01-2018
Teresa Marie HowesSecurities America, Inc.LPL Financial LLC$1006-01-2018
Carl Hicks White IIISecurities America, Inc.LPL Financial LLC$1,00005-30-2018
Broderick Allen RobinsonSecurities America, Inc.Hornor, Townsend & Kent, LLC05-24-2018
Paul WrightSecurities America, Inc.Edward Jones05-21-2018
Barry Curtis RoseSecurities America, Inc.LPL Financial LLC$1005-18-2018
Daniel John WoodardSecurities America, Inc.LPL Financial LLC$10005-18-2018
Kyle Wesley JohnsonSecurities America, Inc.Raymond James & Associates, Inc.$105-18-2018
Paul E CarlsonSecurities America, Inc.Principal Securities, Inc.05-18-2018
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Showing 126 to 150 of 1,321 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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