Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David P LacroixSecurities America, Inc.UBS Financial Services Inc.$15005-10-2018
Joshua Alan ZoernerSecurities America, Inc.MWA Financial Services Inc.$2505-10-2018
Brian David SmithSecurities America, Inc.LPL Financial LLC$25005-09-2018
Jerald Lewis ButtsSecurities America, Inc.LPL Financial LLC$105-09-2018
Stephen Ernest KutschatSecurities America, Inc.LPL Financial LLC$2505-08-2018
David VinciguerraSecurities America, Inc.Cadaret, Grant & Co., Inc.$25005-04-2018
Giovanni Bonaventura VitaleSecurities America, Inc.Cadaret, Grant & Co., Inc.$2505-04-2018
Matthew Lee StangeSecurities America, Inc.Mutual of Omaha Investor Services, Inc.05-04-2018
Reynaldo Perez Jr.Securities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2018
Ronald O'Neil RigganSecurities America, Inc.Waddell & Reed$104-30-2018
Kristina K DahlSecurities America, Inc.Waddell & Reed$104-23-2018
Michael Von Von MosseSecurities America, Inc.Cambridge Investment Research, Inc.$15004-23-2018
Kevin Andrew HarbackSecurities America, Inc.Ostrofe Financial Consultants Inc04-20-2018
Stephen R DempseySecurities America, Inc.Waddell & Reed04-17-2018
Thomas Russell BugbeeSecurities America, Inc.ProEquities, Inc.04-13-2018
Aamir Moiz ChalisaSecurities America, Inc.ProEquities, Inc.04-12-2018
Melanie Ann MaddenSecurities America, Inc.ProEquities, Inc.$1904-06-2018
Mike Joseph SenechalSecurities America, Inc.Securian Financial Services, Inc.04-06-2018
Timothy George MansellSecurities America, Inc.Wells Fargo Clearing Services, LLC$2504-02-2018
Anthony Yulo PobladorSecurities America, Inc.AXA Advisors, LLC$103-29-2018
Scott Everett WilsonSecurities America, Inc.Morgan Stanley$103-29-2018
Olga VasilenkoSecurities America, Inc.Waddell & Reed$5003-14-2018
Richard Gale Correll Jr.Securities America, Inc.Mutual of Omaha Investor Services, Inc.03-07-2018
Domonic Alan GustafsonSecurities America, Inc.ProEquities, Inc.03-01-2018
Ryan Scott RuthSecurities America, Inc.Questar Capital Corporation03-01-2018
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Showing 151 to 175 of 1,321 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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