Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ralph Irvin Glasgow IIISecurities America, Inc.MML Investors Services, LLC02-26-2018
Robert Lee GroetschSecurities America, Inc.SII Investments, Inc.02-09-2018
Edward Allan KnowlesSecurities America, Inc.Kestra Investment Services, LLC02-05-2018
Wayne WagnerSecurities America, Inc.LPL Financial LLC LLC$9101-31-2018
Mandeep Kaur BasraSecurities America, Inc.Edward Jones01-29-2018
Ann Brogan MartinSecurities America, Inc.J.W. Cole Advisors, Inc.01-29-2018
Frank Lee Arnold Sr.Securities America, Inc.ProEquities, Inc.01-29-2018
Jason Henry GattsSecurities America, Inc.360 Wealth Management, LLC$3901-25-2018
Matthew James KennedySecurities America, Inc.Edward Jones01-22-2018
Steven Daniel LombardoSecurities America, Inc.National Planning Corporation01-19-2018
Norman Joseph RazookSecurities America, Inc.Cambridge Investment Research, Inc.01-05-2018
Mark Whitehead FriedmanSecurities America, Inc.INVEST Financial Corporation$1001-02-2018
Michael Ray TvedtenSecurities America, Inc.ProEquities, Inc.01-02-2018
Anne KraljicSecurities America, Inc.INVEST Financial Corporation12-19-2017
Colin Bryant AultSecurities America, Inc.D.A. Davidson & Co.12-19-2017
Joshua Alan CramerSecurities America, Inc.INVEST Financial Corporation12-15-2017
Lisa Ann BondSecurities America, Inc.INVEST Financial Corporation$1012-14-2017
Michael Thomas Amoruso Sr.Securities America, Inc.LPL Financial LLC12-14-2017
Jason Michael PottSecurities America, Inc.National Planning Corporation12-14-2017
Melissa Ann LoganSecurities America, Inc.Cetera Advisors LLC12-13-2017
Neil Gerard D'AmatoSecurities America, Inc.NYLIFE Securities LLC12-11-2017
Joseph John DepaolaSecurities America, Inc.Lincoln Financial Securities Corporation12-11-2017
Scott Martin WelchSecurities America, Inc.INVEST Financial Corporation12-08-2017
George Paul CumbestSecurities America, Inc.SII Investments, Inc.$2812-07-2017
Ronald Leroy DausonSecurities America, Inc.INVEST Financial Corporation12-06-2017
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Showing 176 to 200 of 1,206 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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