Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Darin A. HessSecurities America, Inc.Equity Services, Inc.02-12-2019
Richard Paul MillerSecurities America, Inc.Questar Capital Corporation$5002-08-2019
Anthony Darrell HurtSecurities America, Inc.Questar Capital Corporation$2502-08-2019
Anthony J. SpringSecurities America, Inc.Questar Capital Corporation$2502-08-2019
David Arron YounisSecurities America, Inc.Cambridge Investment Research, Inc.$1302-07-2019
Bruce Verl MaussSecurities America, Inc.Questar Capital Corporation$5002-05-2019
Jeffrey Lloyd KraftSecurities America, Inc.Questar Capital Corporation02-04-2019
Robert James MillerSecurities America, Inc.Questar Capital Corporation02-01-2019
Priscilla Ann ArandaSecurities America, Inc.Questar Capital Corporation02-01-2019
John DzagboSecurities America, Inc.PFS Investments Inc.02-01-2019
Ronald Martin HydeSecurities America, Inc.LPL Financial LLC01-30-2019
Whitney EmanuelSecurities America, Inc.NYLIFE Securities LLC01-30-2019
Michael Mark DuprezSecurities America, Inc.Questar Capital Corporation$5001-25-2019
William Taber BrownSecurities America, Inc.Questar Capital Corporation01-25-2019
Timothy J. GishSecurities America, Inc.Questar Capital Corporation01-23-2019
Brandon Wayne BraboySecurities America, Inc.Northwestern Mutual Investment Services, LLC01-22-2019
James Norris KaseSecurities America, Inc.Questar Capital Corporation$2501-17-2019
Andrew M FochtSecurities America, Inc.USA Financial Securities Corporation01-15-2019
Thomas Andrew BurkeSecurities America, Inc.Ameriprise Financial Services, LLC$10001-03-2019
Sarah Beth Hartmann BurkemperSecurities America, Inc.Ameriprise Financial Services, LLC$2501-03-2019
Mary Colleen BeckemeyerSecurities America, Inc.Ameriprise Financial Services, LLC$2501-03-2019
Joseph Benjamin StrikeSecurities America, Inc.Ameriprise Financial Services, LLC$5001-03-2019
Jeffrey Richard FiehlerSecurities America, Inc.Ameriprise Financial Services, LLC$5001-03-2019
Robert Ellis PayneSecurities America, Inc.Questar Capital Corporation01-02-2019
Charles Alexander Lutzow Jr.Securities America, Inc.Questar Capital Corporation$5001-02-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.