Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terry Lee KahleSecurities America, Inc.Hornor, Townsend & Kent, LLC04-17-2020
Brian Philip KontySecurities America, Inc.Cetera Advisor Networks LLC03-30-2020
Tyler DickeSecurities America, Inc.Jackson National Life Distributors LLC03-30-2020
Adam MangunoSecurities America, Inc.Brokers International Financial Services, LLC.03-25-2020
Todd J. MulhollandSecurities America, Inc.MML Investors Services, LLC03-23-2020
Peter A MarsSecurities America, Inc.Pruco Securities, LLC.03-23-2020
Parthasarathy RajagopalanSecurities America, Inc.MML Investors Services, LLC$2503-13-2020
Charles David LautzSecurities America, Inc.BancWest Investment Services, Inc.$10003-13-2020
Allison Elizabeth LearySecurities America, Inc.Morgan Stanley03-06-2020
Rodney Daniel SmithSecurities America, Inc.Harbour Investments, Inc.03-04-2020
Edward Lynn WilliamsSecurities America, Inc.Mutual of Omaha Investor Services, Inc.$5003-02-2020
Paul Roger GuggerSecurities America, Inc.Morgan Stanley$5003-02-2020
Brenda J. PozehlSecurities America, Inc.W&S Brokerage Services, Inc.02-26-2020
Alejandro VuksicSecurities America, Inc.U.S. Bancorp Investments, Inc.$15002-25-2020
Viviana BigolinSecurities America, Inc.BancWest Investment Services, Inc.02-24-2020
Scott Thomas YeeSecurities America, Inc.Citigroup Global Markets Inc.02-21-2020
Edmund Joseph HaugheySecurities America, Inc.LPL Financial LLC$2501-31-2020
Jarrell Adam WittySecurities America, Inc.LPL Financial LLC01-31-2020
Christopher Brent ChancellorSecurities America, Inc.First Allied Securities, Inc.01-31-2020
Jonathan ThompsonSecurities America, Inc.State Farm VP Management Corp.01-24-2020
Jonathan Fraser LeeSecurities America, Inc.Santander Securities LLC01-17-2020
Sean Joseph Pierce SrSecurities America, Inc.Citizens Securities, Inc.01-17-2020
Alyson Claire BassoSecurities America, Inc.Santander Securities LLC01-17-2020
Daniel Adam KravitzSecurities America, Inc.Transamerica Financial Advisors, Inc01-16-2020
Lance L. BohneSecurities America, Inc.Nationwide Securities, LLC01-13-2020
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Showing 1 to 25 of 1,632 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.