Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
The Great Plains Financial GroupSecurities America, Inc.Investment Centers of America, Inc.$35002-24-2012
Tom Gahler Gary GahlerSecurities America, Inc.Investment Centers of America, Inc.$6502-24-2012
David FordSecurities America, Inc.Investment Centers of America, Inc.$7002-23-2012
John LanzettaSecurities America, Inc.Questar Capital Corporation$17503-12-2019
Richard Miller Tony HurtSecurities America, Inc.Questar Capital Corporation$113,287,92202-08-2019
David Younis Thomas Tette Kenneth IngersollSecurities America, Inc.Cambridge Investment Research, Inc.$202,151,53402-07-2019
Stephen Hill Jeremy Hill Jeffrey KraftSecurities America, Inc.Questar Capital Corporation$111,000,00002-07-2019
Michael DuprezSecurities America, Inc.Questar Capital Corporation$4901-25-2019
Thomas Burke Jeffrey Fiehler Terry MoyersSecurities America, Inc.Ameriprise Financial Services, LLC$44901-03-2019
David QuickSecurities America, Inc.Cambridge Investment Research, Inc.$48,782,62712-18-2018
David ODonnell Michael TashjianSecurities America, Inc.LPL Financial LLC$65008-30-2018
Scott Morrison Matthew Nordmann Michael NordmannSecurities America, Inc.INVEST Financial Corporation$12004-10-2018
Aron SommerSecurities America, Inc.INVEST Financial Corporation$31903-07-2018
Michael GandetSecurities America, Inc.National Planning Corporation$22003-07-2018
Wayne WagnerSecurities America, Inc.National Planning Corporation$17703-07-2018
Wayne WagnerSecurities America, Inc.LPL Financial LLC$9101-31-2018
Russ Lane Angie Ford Andy Massieon Rob Lane Steve Adamson Brian Luther Grant Lane Tom Bauer John Rundle and Todd AdrianSecurities America, Inc.National Planning Corporation$34007-17-2017
Michael SeeseSecurities America, Inc.LPL Financial LLC$7106-07-2017
Todd KimpelSecurities America, Inc.LPL Financial LLC$8106-06-2017
Bob RossiSecurities America, Inc.FSC Securities Corporation$22502-15-2016
Felix JonesSecurities America, Inc.LPL Financial LLC$8009-16-2015
Scott Bordelon Larry Lock Steven HollisSecurities America, Inc.LPL Financial LLC$80007-09-2015
Randy ScritchfieldSecurities America, Inc.H. Beck, Inc.$11505-15-2015
Marcos Andujar Kristopher Beaulieu Neil Van ZandtSecurities America, Inc.WFG Investments, Inc.$12004-27-2015
Terry Bethea Larry AngstSecurities America, Inc.LPL Financial LLC$10002-17-2015
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Showing 1 to 25 of 1,195 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.