Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Eugene LongSecurities America, Inc.ePlanning Securities, Inc.01-02-2009
Michael J PrimeranoSecurities America, Inc.Lincoln Financial Advisors Corporation01-05-2009
David George MartinSecurities America, Inc.ePlanning Securities, Inc.$2501-08-2009
Thomas Kevin ThorsonSecurities America, Inc.ePlanning Securities, Inc.$5001-08-2009
Dennis Michael GilliamSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-26-2009
Kenneth James Hitzemann IIISecurities America, Inc.MetLife Securities Inc.02-02-2009
Benn Lowell FeltheimerSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-14-2009
Oded CohenSecurities America, Inc.Banc of America Investment Services, Inc.$2504-21-2009
Daniel Jay WolffSecurities America, Inc.Wells Fargo Securities, LLC$2504-24-2009
Jose Rafael RodriguezSecurities America, Inc.Citigroup Global Markets Inc.04-28-2009
Katherine Ann InmanSecurities America, Inc.VALIC Financial Advisors, Inc.05-07-2009
Mark Steven MooreSecurities America, Inc.Nationwide Securities, LLC05-11-2009
Timothy Gregory KohlerSecurities America, Inc.Cincinnati Analysts, Inc.05-11-2009
Angela Nicole AugustineSecurities America, Inc.Capital Analysts, Incorporated$5005-11-2009
Mark Steven DavisSecurities America, Inc.Cincinnati Analysts, Inc.05-11-2009
Paul Gaetano Giordano JrSecurities America, Inc.Cincinnati Analysts, Inc.05-11-2009
Marc Steven WolffSecurities America, Inc.Moors & Cabot, Inc.$5005-19-2009
James Paul CooperSecurities America, Inc.Moors & Cabot, Inc.05-19-2009
Michael Philip WatersSecurities America, Inc.MML Investors Services, LLC$2506-01-2009
Benjamin Ross ChafitzSecurities America, Inc.MML Investors Services, LLC$5006-01-2009
Michael Carl ProbstSecurities America, Inc.MML Investors Services, LLC$5006-01-2009
Andrew Einar SwansonSecurities America, Inc.Cetera Advisor Networks LLC06-15-2009
Christopher Raymond JaegerSecurities America, Inc.Cetera Advisor Networks LLC$2506-25-2009
Donald Alan BeemSecurities America, Inc.Cetera Advisor Networks LLC$2507-10-2009
Paul Erhard ReinkerSecurities America, Inc.Pruco Securities, LLC.07-17-2009
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Showing 1 to 25 of 1,195 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.