Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dixon David HandwerkSecurities America, Inc.Investors Security Company, Inc.12-07-2012
William X. RandallSecurities America, Inc.Investors Security Company, Inc.12-07-2012
Momodou L. BojangSecurities America, Inc.Investors Security Company, Inc.12-07-2012
John Henry Palmer IIISecurities America, Inc.Investors Security Company, Inc.12-07-2012
Barbara Lee KirkSecurities America, Inc.Investors Security Company, Inc.12-07-2012
William James ClementsSecurities America, Inc.United Planners' Financial Services of America A Limited Partner12-13-2012
Charles Craig HepnerSecurities America, Inc.Eagle One Investments, LLC12-13-2012
Jim ClementsSecurities America, Inc.United Planners Financial Services of America$10012-14-2012
Danny Mark DuhamelSecurities America, Inc.Eagle One Investments, LLC12-14-2012
Michael S. BalsterSecurities America, Inc.United Planners' Financial Services of America A Limited Partner12-14-2012
James Levern ClementsSecurities America, Inc.United Planners' Financial Services of America A Limited Partner12-14-2012
Richard Peckham AngellSecurities America, Inc.Eagle One Investments, LLC12-21-2012
John Jeffrey ElseSecurities America, Inc.Eagle One Investments, LLC01-04-2013
Kristian James LamontSecurities America, Inc.Edward Jones$5001-07-2013
Nicholas Alan WeberSecurities America, Inc.Wells Fargo Clearing Services, LLC01-11-2013
Peter Myron AugustineSecurities America, Inc.American Portfolios Financial Services, Inc.01-17-2013
Stephanie Lynn BollesSecurities America, Inc.Securities Service Network, LLC$1001-22-2013
Richard Raymond RogersSecurities America, Inc.LPL Financial LLC01-22-2013
Jerome Henry SullivanSecurities America, Inc.National Planning Corporation03-27-2013
James Stephen GarciaSecurities America, Inc.Lincoln Financial Securities Corporation04-01-2013
Wesley Jay FebusSecurities America, Inc.MML Investors Services, LLC04-17-2013
John J WinkelmanSecurities America, Inc.S.C. Parker & Co., Inc.04-17-2013
Jeffrey Alonzo GarlandSecurities America, Inc.Stifel, Nicolaus & Company, Incorporated$5005-06-2013
Gregory C. O'DonnellSecurities America, Inc.Financial Telesis$13705-14-2013
Robert John O'DonnellSecurities America, Inc.Financial Telesis Inc05-14-2013
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Showing 251 to 275 of 1,233 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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