Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Larry Lock JrSecurities America, Inc.LPL Financial LLC$15007-09-2015
William Joseph RomeoSecurities America, Inc.LPL Financial LLC$2007-09-2015
Frank CongemiSecurities America, Inc.LPL Financial LLC$10007-09-2015
Curtis Brian WilsonSecurities America, Inc.LPL Financial LLC07-09-2015
Thomas Louis HudsonSecurities America, Inc.LPL Financial LLC07-09-2015
Susan Rene SommerSecurities America, Inc.LPL Financial LLC$2507-09-2015
Andrew Keith HoffmanSecurities America, Inc.LPL Financial LLC$25007-09-2015
Lance Aaron BarbreSecurities America, Inc.Fintegra, LLC07-09-2015
Brian Cristopher LockSecurities America, Inc.LPL Financial LLC07-09-2015
Bret D McLeanSecurities America, Inc.First Allied Securities, Inc.07-09-2015
William Bernard AlbairSecurities America, Inc.LPL Financial LLC07-09-2015
Luis Alfonso VegaSecurities America, Inc.LPL Financial LLC07-09-2015
Tom Verne Dwyer IISecurities America, Inc.LPL Financial LLC$8607-10-2015
Joseph William ToussaintSecurities America, Inc.Fintegra, LLC07-13-2015
Jason Robert EggeSecurities America, Inc.Fintegra, LLC07-13-2015
Graham Brockett BolerjackSecurities America, Inc.Fintegra, LLC07-13-2015
Steven Robert McDonaldSecurities America, Inc.Fintegra, LLC07-13-2015
Robin Edmund SchatzSecurities America, Inc.Fintegra, LLC07-14-2015
Randy Fred KleinschmidtSecurities America, Inc.Fintegra, LLC07-14-2015
Renita Eileen LeeSecurities America, Inc.Fintegra, LLC$2007-14-2015
Bernard Gabriel Barrow JrSecurities America, Inc.Fintegra, LLC07-14-2015
Robert Martin HerrmannSecurities America, Inc.Park Avenue Securities LLC$907-15-2015
Joseph Conrad CunninghamSecurities America, Inc.Fintegra, LLC$2507-15-2015
Gary Lee BeardmoreSecurities America, Inc.Fintegra, LLC07-15-2015
William Malcolm DefielSecurities America, Inc.Fintegra, LLC07-15-2015
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Showing 276 to 300 of 1,195 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.