Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Joseph MoranSecurities America, Inc.MML Investors Services, LLC07-18-2014
Frederick Dean StrawserSecurities America, Inc.Dalton Strategic Investment Services Inc.07-21-2014
Roland Touzbau MartinSecurities America, Inc.VALIC Financial Advisors, Inc.07-21-2014
Thomas H. CarlsonSecurities America, Inc.VALIC Financial Advisors$8107-28-2014
Thomas H. CarlsonSecurities America, Inc.VALIC Financial Advisors, Inc.07-28-2014
Kevin James DevriesSecurities America, Inc.Principal Securities, Inc.07-30-2014
Ryan Cole Shirkey MiracleSecurities America, Inc.First Allied Securities, Inc.07-30-2014
Jason Dean StahlSecurities America, Inc.LPL Financial LLC$1008-01-2014
Wilmer Gresham Powell IIISecurities America, Inc.Commonwealth Financial Network$2508-08-2014
Kellene Kae PayneSecurities America, Inc.Farmers Financial Solutions, LLC08-20-2014
Mamta RaiSecurities America, Inc.VALIC Financial Advisors, Inc.09-03-2014
Paul Jacob PurcellSecurities America, Inc.Stratos Wealth Partners, Ltd09-05-2014
Anthony ValenciaSecurities America, Inc.JPMorgan Chase & Co.$6009-11-2014
Timothy John GardnerSecurities America, Inc.LPL Financial LLC$1009-11-2014
Christopher Allen BrownSecurities America, Inc.LPL Financial LLC$15009-23-2014
Clarence Leo SmithSecurities America, Inc.Dalton Strategic Investment Services Inc.09-25-2014
Michael Dean GourleySecurities America, Inc.LPL Financial LLC$1010-01-2014
Michelle Evans OliverSecurities America, Inc.Securian Financial Services, Inc.10-13-2014
Antonio ReynaSecurities America, Inc.LPL Financial LLC10-14-2014
Hillary Theodosia CrossSecurities America, Inc.Edward Jones10-23-2014
Shannon James BrusseauSecurities America, Inc.Fintegra, LLC$5010-27-2014
Dwight Emil VilhauerSecurities America, Inc.LPL Financial LLC10-27-2014
April L. MartinSecurities America, Inc.New England Securities10-27-2014
John F. DonovanSecurities America, Inc.Lincoln Financial10-31-2014
David Andre DoorneweerdSecurities America, Inc.Commonwealth Financial Network$10010-31-2014
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Showing 351 to 375 of 1,220 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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