Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David John PerkinsSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Brian Leigh MaclearnSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Robert Frank MentonSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Dorothy AlbalaSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Robert Kenneth MyersSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Robert Frank DwyerSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Lisa Rae LabooSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Sharon Kay KauffmanSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Jeretta H. SturgeonSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Roger Wayne ChandlerSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Robert Jonathan JohnsonSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Donald Kent ReidSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Richard Alan O'NealSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Mark Winston JordanSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Chanda Chad SourSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Brent Wade CrawfordSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Mark Anthony NiemiecSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Oscar Antonio VaronaSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Gustavo Rafael BellosoSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Paul Deshazo Hare Sr.Securities America, Inc.Sunset Financial Services, Inc.11-14-2014
Henry Leonard RamaekersSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Helen Louise HoganSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Zachary Thomas SchererSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Kimberly Gail TarleySecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
James Eldon HurstSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
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Showing 401 to 425 of 1,233 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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