Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander James MeleSecurities America, Inc.FSC Securities Corporation01-12-2015
Stephen Morrell FosterSecurities America, Inc.Sunset Financial Services, Inc.$1001-22-2015
Curtis Thayer AlmySecurities America, Inc.Ameriprise Financial Services, Inc.02-04-2015
Terry Bethea, Larry AngstSecurities America, Inc.LPL Financial LLC LLC$10002-17-2015
Frederick Lawrence AngstSecurities America, Inc.RFG Advisory, LLC$10002-17-2015
Marilyn Joyce MeredithSecurities America, Inc.Sigma Financial Corporation02-20-2015
Thomas Rodney IsenbergSecurities America, Inc.LPL Financial LLC$1002-26-2015
Thomas Matthew GettySecurities America, Inc.Ameritas Investment Corp.02-27-2015
Mark RichmondSecurities America, Inc.MetLife Securities Inc.02-27-2015
Curtis Lee RexrothSecurities America, Inc.GWN Securities Inc.03-13-2015
Robert Allen ArmstrongSecurities America, Inc.Arvest Wealth Management$5003-16-2015
Lisa Jeanne BakerSecurities America, Inc.SII Investments, Inc.03-25-2015
Eric A. HaysSecurities America, Inc.SII Investments, Inc.03-25-2015
Craig Jeffrey JenningsSecurities America, Inc.TD Ameritrade, Inc.04-10-2015
Deborah Lynn KochSecurities America, Inc.Northern Lights Distributors, LLC04-15-2015
Marcos Andujar, Kristopher Beaulieu, Neil Van ZandtSecurities America, Inc.WFG Investments$12004-27-2015
Neil Lycurgus VanzandtSecurities America, Inc.WFG Investments, Inc.04-27-2015
Kristopher Ryan BeaulieuSecurities America, Inc.WFG Investments, Inc.04-27-2015
Randy ScritchfieldSecurities America, Inc.H. Beck, Inc.$11505-15-2015
Randolf Lawrence ScritchfieldSecurities America, Inc.H. Beck, Inc.$5005-15-2015
Jeffrey Eugene McLoudSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-20-2015
Nicholas Alexander DuthieSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-20-2015
Vicki Louise BevinSecurities America, Inc.Northwestern Mutual Investment Services, LLC05-28-2015
Emily Rose McDonaldSecurities America, Inc.JHS Capital Advisors, LLC06-16-2015
Richard Shope Raiford Jr.Securities America, Inc.Advisory Services Network06-17-2015
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Showing 451 to 475 of 1,233 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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