Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Conrad CunninghamSecurities America, Inc.Fintegra, LLC07-15-2015
Gary Lee BeardmoreSecurities America, Inc.Fintegra, LLC07-15-2015
William Malcolm DefielSecurities America, Inc.Fintegra, LLC07-15-2015
Michael Moonsoo GoffSecurities America, Inc.Fintegra, LLC$1007-16-2015
Bruce Alvin GerthSecurities America, Inc.Fintegra, LLC07-17-2015
Leah Petree MillerSecurities America, Inc.Fintegra, LLC07-17-2015
Scott Duane SarkelaSecurities America, Inc.Fintegra, LLC$5007-20-2015
Ryan Michael CarruthSecurities America, Inc.Fintegra, LLC$1007-20-2015
Mohamed Fizal KassimSecurities America, Inc.Fintegra, LLC07-20-2015
Dean Thomas MaschkaSecurities America, Inc.Fintegra, LLC07-20-2015
Gary James OieSecurities America, Inc.Fintegra, LLC07-20-2015
Debra Rose WolfSecurities America, Inc.Fintegra, LLC$1007-21-2015
Eduardo Alan SimeonSecurities America, Inc.Fintegra, LLC07-21-2015
Linda Mae LarsonSecurities America, Inc.Fintegra, LLC07-21-2015
Alexander G. PruittSecurities America, Inc.Fintegra, LLC07-27-2015
Frank J ServaisSecurities America, Inc.Fintegra, LLC08-11-2015
Mary Connor LimontSecurities America, Inc.Cambridge Investment Research, Inc.08-13-2015
Dennis Adrian SmithSecurities America, Inc.INVEST Financial Corporation08-17-2015
William Berkley GarrettSecurities America, Inc.United Planners' Financial Services of America A Limited Partner$1008-31-2015
William Bradley SmithSecurities America, Inc.Woodbury Financial Services, Inc.09-01-2015
Richard Van Dyke Westover Jr.Securities America, Inc.Woodbury Financial Services, Inc.09-01-2015
Timothy D. CoxSecurities America, Inc.Lombard Securities Incorporated09-03-2015
James HanshumakerSecurities America, Inc.LPL Financial LLC09-08-2015
Gregory Emil BritschSecurities America, Inc.Fintegra, LLC09-10-2015
Benjamin Neil HawkinsSecurities America, Inc.Waddell & Reed09-14-2015
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Showing 501 to 525 of 1,233 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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