Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elizabeth GamezSecurities America, Inc.Wells Fargo Advisors Financial Network, LLC$10003-30-2010
Daniel R. HillSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1004-01-2010
Christopher Clement ShererSecurities America, Inc.GunnAllen Financial, Inc$5004-07-2010
Christina Marie WolfeSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2010
Anthony Ralph GennaroSecurities America, Inc.Next Financial Group, Inc.$2504-09-2010
Frank J. LeganSecurities America, Inc.PNC Investments$2504-09-2010
Sarvey Garcia CanellaSecurities America, Inc.Next Financial Group, Inc.$1004-09-2010
Robert Mark SestiliSecurities America, Inc.Next Financial Group, Inc.04-13-2010
Todd Van SmithpeterSecurities America, Inc.StanCorp Equities, Inc.06-15-2010
Mark Alan WilcoxSecurities America, Inc.Nationwide Securities, LLC06-16-2010
Philip Thomas Howerton Jr.Securities America, Inc.Questar Capital Corporation$1006-30-2010
Daniel Edward KnudsenSecurities America, Inc.BancWest Investment Services, Inc.07-29-2010
Kenneth Jerome LoehleinSecurities America, Inc.AXA Advisors, LLC07-30-2010
Daniel Austin LinnettSecurities America, Inc.Edward Jones07-30-2010
Jeremiah David MummSecurities America, Inc.The O.N. Equity Sales Company08-06-2010
Tammy Ann RamsaySecurities America, Inc.Morgan Stanley08-20-2010
Michael Haven DelapSecurities America, Inc.Equitas America, LLC$2509-10-2010
Ronald Craig SchultzSecurities America, Inc.Equitas America, LLC09-20-2010
Terence Owen SmithSecurities America, Inc.Horace Mann Investors, Inc.09-29-2010
Barb Vavruska FishSecurities America, Inc.Cetera Advisor Networks LLC$1010-13-2010
Joseph Jonathan BixbySecurities America, Inc.First National Capital Markets11-05-2010
Aaron Kenneth KoschSecurities America, Inc.First National Capital Markets11-19-2010
David Allen BandarsSecurities America, Inc.QA3 Financial Corp.11-24-2010
Matthew Scott BurwickSecurities America, Inc.HSBC Securities (USA) Inc.02-04-2011
Tamara Jo JulienSecurities America, Inc.QA3 Financial Corp.$2502-15-2011
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Showing 126 to 150 of 1,220 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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