Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arnold Thomas Beck Jr.Securities America, Inc.Woodbury Financial Services, Inc.12-06-2011
Michael Clark BogsethSecurities America, Inc.UBS Financial Services Inc.12-21-2011
Christine SivakSecurities America, Inc.Financial Telesis Inc01-30-2012
Richard Paul Pucci Sr.Securities America, Inc.Pacific West Securities, Inc.01-31-2012
David Joseph PearlSecurities America, Inc.Cetera Advisor Networks LLC02-10-2012
David FordSecurities America, Inc.Investment Centers of America$7002-23-2012
The Great Plains Financial GroupSecurities America, Inc.Investment Centers of America$35002-24-2012
Tom Gahler, Gary GahlerSecurities America, Inc.Investment Centers of America$6502-24-2012
Gary John GahlerSecurities America, Inc.Investment Centers of America, Inc.$5002-24-2012
Jack Christian HoltSecurities America, Inc.Cetera Advisor Networks LLC03-12-2012
Giovanni Salvatore AstorinoSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-16-2012
John LindseySecurities America, Inc.Edward Jones$10004-10-2012
Coley Baynes Davis IIISecurities America, Inc.Voya Financial Advisors, Inc.$2504-20-2012
Matthew Bart BrowningSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1004-20-2012
Gregory Bruce WeaverSecurities America, Inc.VALIC Financial Advisors, Inc.04-27-2012
Bruce LearSecurities America, Inc.First National Capital Markets$15005-07-2012
William James BassowSecurities America, Inc.Morgan Stanley06-25-2012
David A FragomeniSecurities America, Inc.Voya Financial Advisors, Inc.06-27-2012
Steven Nord DahlquistSecurities America, Inc.The Leaders Group, Inc.$1007-30-2012
Leon Patrick McGroartySecurities America, Inc.Financial Telesis Inc07-31-2012
Marina Alexandra ArmbrusterSecurities America, Inc.New England Securities08-01-2012
Ryan KaufmanSecurities America, Inc.Woodbury Financial Services$15008-24-2012
Dwaine H. Baasch Jr.Securities America, Inc.Woodbury Financial Services, Inc.09-05-2012
John James QuinnSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-07-2012
Mark Tracy FlowersSecurities America, Inc.AMS Capital Management LLC10-02-2012
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Showing 176 to 200 of 1,233 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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