Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fredrick Luke AlexanderSecurities America, Inc.Wells Fargo Clearing Services, LLC10-23-2012
Stephen Andrew RosserSecurities America, Inc.FSC Securities Corporation$10011-01-2012
Steven Lewis HollimonSecurities America, Inc.Woodbury Financial Services, Inc.11-13-2012
Michael MullisSecurities America, Inc.LPL Financial LLC LLC$22311-15-2012
Alan Lee VandeweerdSecurities America, Inc.Eagle One Investments, LLC$5011-28-2012
Michael Charles HagertySecurities America, Inc.Eagle One Investments, LLC$2511-28-2012
Patrick Stuart FarrellSecurities America, Inc.Eagle One Investments, LLC$2511-28-2012
Brent Thomas KrumboltzSecurities America, Inc.Eagle One Investments, LLC11-28-2012
Debra Sue HamiltonSecurities America, Inc.Eagle One Investments, LLC11-28-2012
Anita Marie WillertSecurities America, Inc.Eagle One Investments, LLC11-28-2012
Jay Michael LauerSecurities America, Inc.Eagle One Investments, LLC11-28-2012
Brent Robert NeisSecurities America, Inc.Eagle One Investments, LLC11-28-2012
Dean Thomas LallierSecurities America, Inc.Eagle One Investments, LLC11-29-2012
Matthew Kory JenningsSecurities America, Inc.Eagle One Investments, LLC$2511-30-2012
Troy Eugene HallSecurities America, Inc.Eagle One Investments, LLC$10012-03-2012
Thomas Clyde CorcoranSecurities America, Inc.Eagle One Investments, LLC12-03-2012
Paul Edward GillhamSecurities America, Inc.Eagle One Investments, LLC12-03-2012
David Gernand PaddockSecurities America, Inc.Investors Security Company, Inc.12-07-2012
Kenneth Edward GuardSecurities America, Inc.Investors Security Company, Inc.12-07-2012
Don Barry IaconoSecurities America, Inc.Investors Security Company, Inc.12-07-2012
Roger Lee SlaytonSecurities America, Inc.Investors Security Company, Inc.12-07-2012
John Stephen FoxSecurities America, Inc.Investors Security Company, Inc.12-07-2012
John Marsh Woleben Jr.Securities America, Inc.Investors Security Company, Inc.12-07-2012
Mark Wayne BrooksSecurities America, Inc.Investors Security Company, Inc.12-07-2012
Glenn Ralph HerschSecurities America, Inc.Investors Security Company, Inc.12-07-2012
« Previous PageNext Page »

Showing 201 to 225 of 1,233 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.