Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David FordSecurities America, Inc.Investment Centers of America, Inc.$7002-23-2012
The Great Plains Financial GroupSecurities America, Inc.Investment Centers of America, Inc.$35002-24-2012
Tom Gahler, Gary GahlerSecurities America, Inc.Investment Centers of America, Inc.$6502-24-2012
John LindseySecurities America, Inc.Edward Jones$10004-10-2012
Bruce LearSecurities America, Inc.First National Capital Markets$15005-07-2012
Ryan KaufmanSecurities America, Inc.Woodbury Financial Services, Inc.$15008-24-2012
Michael MullisSecurities America, Inc.LPL Financial LLC$22311-15-2012
Gregory C. O'DonnellSecurities America, Inc.Financial Telesis Inc$13705-14-2013
Shannon J. Case, Mark J. SlatterySecurities America, Inc.SII Investments, Inc.$13006-03-2013
Wayne MaierSecurities America, Inc.National Planning Corporation$41409-20-2013
Kathy M. KeadleSecurities America, Inc.Lincoln Financial Securities Corporation$14011-14-2013
Paul J. MerzSecurities America, Inc.ValMark Securities, Inc.$8401-02-2014
Dana Webb, Curren WebbSecurities America, Inc.Manarin Securities Corporation$10001-17-2014
Jonathan Lifschutz, David ReedSecurities America, Inc.Morgan Stanley$7504-17-2014
Thomas H. CarlsonSecurities America, Inc.VALIC Financial Advisors, Inc.$8107-28-2014
John F. DonovanSecurities America, Inc.Lincoln Financial Securities Corporation10-31-2014
Terry Bethea, Larry AngstSecurities America, Inc.LPL Financial LLC$10002-17-2015
Marcos Andujar, Kristopher Beaulieu, Neil Van ZandtSecurities America, Inc.WFG Investments, Inc.$12004-27-2015
Randy ScritchfieldSecurities America, Inc.H. Beck, Inc.$11505-15-2015
Scott Bordelon, Larry Lock, Steven HollisSecurities America, Inc.LPL Financial LLC$80007-09-2015
Felix JonesSecurities America, Inc.LPL Financial LLC$8009-16-2015
Bob RossiSecurities America, Inc.FSC Securities Corporation$22502-15-2016
Bruce PorterSecurities America, Inc.Edward Jones$11203-01-2017
Todd KimpelSecurities America, Inc.LPL Financial LLC$8106-06-2017
Michael SeeseSecurities America, Inc.LPL Financial LLC$7106-07-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.