Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randall Scott CovingtonSecurities America, Inc.Citigroup Global Markets Inc.01-01-2009
Michael Eugene LongSecurities America, Inc.ePlanning Securities, Inc.01-02-2009
Michael J. PrimeranoSecurities America, Inc.Lincoln Financial Advisors Corporation01-05-2009
David George MartinSecurities America, Inc.ePlanning Securities, Inc.01-08-2009
Thomas Kevin ThorsonSecurities America, Inc.ePlanning Securities, Inc.01-08-2009
Jessica Hopkins LeedsSecurities America, Inc.ePlanning Securities, Inc.01-09-2009
Alfred Steven NicolosiSecurities America, Inc.Wells Fargo Clearing Services, LLC01-13-2009
Shanon Gerald MoonSecurities America, Inc.MetLife Securities Inc.01-14-2009
Michael Howard LaloneSecurities America, Inc.Hantz Financial Services, Inc.01-21-2009
Dennis Michael GilliamSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-26-2009
Kenneth StaffordSecurities America, Inc.Money Concepts Capital Corp01-28-2009
Blake Courtney ReaSecurities America, Inc.NYLIFE Securities LLC01-28-2009
Ryan Blake AndersonSecurities America, Inc.Wells Fargo Investments, LLC02-01-2009
Gregory M. SobocinskiSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2009
Kenneth James Hitzemann IIISecurities America, Inc.MetLife Securities Inc.02-02-2009
Craig Bradford EastwoodSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-03-2009
Rick Kevin CluckSecurities America, Inc.Lincoln Financial Securities Corporation02-13-2009
Catherine Victoria GarciaSecurities America, Inc.Lincoln Financial Securities Corporation02-13-2009
Stuart HorowitzSecurities America, Inc.Nfp Advisor Services$15002-19-2009
Patrick Joseph DevaneySecurities America, Inc.Citigroup Global Markets Inc.$5003-09-2009
Timothy Scott KeeneSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-18-2009
Lloyd Luvern Capps Jr.Securities America, Inc.Banc of America Investment Services, Inc.$2503-19-2009
John P. GeorgySecurities America, Inc.Cetera Advisor Networks LLC03-23-2009
John William BonhamSecurities America, Inc.UBS Financial Services Inc.$2503-24-2009
Bryan Oscar EberleSecurities America, Inc.AXA Advisors, LLC04-01-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.