Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randall Scott CovingtonSecurities America, Inc.Citigroup Global Markets Inc.01-01-2009
Michael Eugene LongSecurities America, Inc.ePlanning Securities, Inc.01-02-2009
David George MartinSecurities America, Inc.ePlanning Securities, Inc.$2501-08-2009
Thomas Kevin ThorsonSecurities America, Inc.ePlanning Securities, Inc.$5001-08-2009
Jessica Hopkins LeedsSecurities America, Inc.ePlanning Securities, Inc.01-09-2009
Alfred Steven NicolosiSecurities America, Inc.Wells Fargo Clearing Services, LLC01-13-2009
Shanon Gerald MoonSecurities America, Inc.MetLife Securities Inc.01-14-2009
Dennis Michael GilliamSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-26-2009
Blake Courtney ReaSecurities America, Inc.NYLIFE Securities LLC01-28-2009
Kenneth StaffordSecurities America, Inc.Money Concepts Capital Corp01-28-2009
Gregory M SobocinskiSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2009
Ryan Blake AndersonSecurities America, Inc.Wells Fargo Investments, LLC02-01-2009
Kenneth James Hitzemann IIISecurities America, Inc.MetLife Securities Inc.02-02-2009
Craig Bradford EastwoodSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-03-2009
Catherine Victoria GarciaSecurities America, Inc.Lincoln Financial Securities Corporation02-13-2009
Rick Kevin CluckSecurities America, Inc.Lincoln Financial Securities Corporation02-13-2009
Stuart HorowitzSecurities America, Inc.Nfp Advisor Services02-19-2009
Patrick Joseph DevaneySecurities America, Inc.Citigroup Global Markets Inc.03-09-2009
Timothy Scott KeeneSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2009
Lloyd Luvern Capps Jr.Securities America, Inc.Banc of America Investment Services, Inc.$4403-19-2009
John P GeorgySecurities America, Inc.Cetera Advisor Networks LLC03-23-2009
John William BonhamSecurities America, Inc.UBS Financial Services Inc.03-24-2009
Bryan Oscar EberleSecurities America, Inc.AXA Advisors, LLC04-01-2009
Christopher David CoxSecurities America, Inc.Banc of America Investment Services, Inc.$2504-01-2009
Johnny Earl BrownSecurities America, Inc.Wells Fargo Clearing Services, LLC04-01-2009
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Showing 1 to 25 of 1,314 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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