Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Eugene LongSecurities America, Inc.ePlanning Securities, Inc.01-02-2009
Michael J. PrimeranoSecurities America, Inc.Lincoln Financial Advisors Corporation01-05-2009
Thomas Kevin ThorsonSecurities America, Inc.ePlanning Securities, Inc.01-08-2009
David George MartinSecurities America, Inc.ePlanning Securities, Inc.01-08-2009
Robert Brian AndersonSecurities America, Inc.Brecek & Young Advisors, Inc.$15001-23-2009
Michele Suzanne SchumacherSecurities America, Inc.Brecek & Young Advisors, Inc.$15001-23-2009
Geneva Earlene JordanSecurities America, Inc.Brecek & Young Advisors, Inc.$10001-23-2009
Timothy Donald WongSecurities America, Inc.Brecek & Young Advisors, Inc.$5001-23-2009
James Edward Bralley Sr.Securities America, Inc.Brecek & Young Advisors, Inc.$5001-23-2009
Anders Kristian JuelSecurities America, Inc.Brecek & Young Advisors, Inc.$5001-23-2009
Richard Keith AllisonSecurities America, Inc.Brecek & Young Advisors, Inc.$5001-23-2009
Gregory Bernard WongSecurities America, Inc.Brecek & Young Advisors, Inc.$5001-23-2009
Stephen Roy HouriganSecurities America, Inc.Brecek & Young Advisors, Inc.$2501-23-2009
Joseph Francis Moretti Jr.Securities America, Inc.Brecek & Young Advisors, Inc.$2501-23-2009
James Ross TintingerSecurities America, Inc.Brecek & Young Advisors, Inc.$2501-23-2009
Daniel Lewis ChamberlinSecurities America, Inc.Brecek & Young Advisors, Inc.$2501-23-2009
Richard Edward MartinSecurities America, Inc.Brecek & Young Advisors, Inc.$2501-23-2009
Samuel David DinnSecurities America, Inc.Brecek & Young Advisors, Inc.$2501-23-2009
Kevin Warren MacwilliamsSecurities America, Inc.Brecek & Young Advisors, Inc.$2501-23-2009
Alan Leon HofsteinSecurities America, Inc.Brecek & Young Advisors, Inc.$2501-23-2009
Darin Gaffin KaylorSecurities America, Inc.Brecek & Young Advisors, Inc.$2501-23-2009
Brian Scott RamboSecurities America, Inc.Brecek & Young Advisors, Inc.$2501-23-2009
Gary Alberto PereiraSecurities America, Inc.Brecek & Young Advisors, Inc.$1001-23-2009
Bernie John ClickSecurities America, Inc.Brecek & Young Advisors, Inc.$1001-23-2009
Edward James HendricksSecurities America, Inc.Brecek & Young Advisors, Inc.$1001-23-2009
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Showing 1 to 25 of 1,238 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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