Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aadil Haroon ZamanSecurities America, Inc.Wall Street Financial Group, Inc.09-23-2016
Aamir Moiz ChalisaSecurities America, Inc.ProEquities, Inc.04-12-2018
Aaron Kenneth KoschSecurities America, Inc.First National Capital Markets$5011-19-2010
Aaron Samir KamatSecurities America, Inc.McDonald Partners LLC$5002-21-2014
Adam Greggory Mark HartrumSecurities America, Inc.AssetMark Brokerage, LLC09-19-2016
Adam Scott LangdonSecurities America, Inc.SA Stone Wealth Management Inc.$104-27-2016
Adam Voorhis Van PuffSecurities America, Inc.LPL Financial LLC06-17-2016
Adnan Qasim AldayelSecurities America, Inc.Capital Financial Services, Inc.$10004-09-2019
Alan FinkelsteinSecurities America, Inc.Janney Montgomery Scott LLC04-29-2011
Alan Lee VandeweerdSecurities America, Inc.Eagle One Investments, LLC$5011-28-2012
Alan Marc GinsbergSecurities America, Inc.Wall Street Financial Group, Inc.09-23-2016
Albert Allen Jansen Jr.Securities America, Inc.Summit Brokerage Services, Inc.$5010-08-2018
Albert Anthony Pometto IIISecurities America, Inc.National Planning Corporation$5011-01-2017
Albert Larry Lock Jr.Securities America, Inc.LPL Financial LLC$15007-09-2015
Albin Bruce CampbellSecurities America, Inc.Sigma Financial Corporation08-23-2017
Alexander Gregory PruittSecurities America, Inc.Fintegra, LLC07-27-2015
Alexander Victor BostwickSecurities America, Inc.TD Ameritrade, Inc.03-15-2017
Alfred Frank Cassinelli IISecurities America, Inc.LPL Financial LLC$5010-18-2013
Alfred Lawrence HymansSecurities America, Inc.Voya Financial Advisors, Inc.$1001-27-2017
Alfred Steven NicolosiSecurities America, Inc.Wells Fargo Clearing Services, LLC01-13-2009
Alicia M. GonnellaSecurities America, Inc.Park Avenue Securities LLC02-06-2017
Allen Bush GambleSecurities America, Inc.First Allied Securities, Inc.06-13-2016
Allen Earl RobertsonSecurities America, Inc.Cetera Advisor Networks LLC$2507-24-2009
Allen James RogersSecurities America, Inc.LPL Financial LLC$5006-30-2015
Alvern Henry Vom SteegSecurities America, Inc.Banc of America Investment Services, Inc.05-19-2009
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Showing 1 to 25 of 1,321 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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