Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aamir Moiz ChalisaSecurities America, Inc.ProEquities, Inc.04-12-2018
Aaron Joseph LampertSecurities America, Inc.PFG Advisors10-10-2017
Aaron Kenneth KoschSecurities America, Inc.First National Capital Markets11-19-2010
Aaron Samir KamatSecurities America, Inc.McDonald Partners LLC02-21-2014
Aaron Timothy WintersSecurities America, Inc.Raymond James Financial Services, Inc.$3807-13-2017
Abdalhakim Anwar KhirfanSecurities America, Inc.Questar Capital Corporation12-17-2018
Adam AmbielliSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2019
Adam Greggory Mark HartrumSecurities America, Inc.AssetMark Brokerage, LLC09-19-2016
Adam Howard MosbachSecurities America, Inc.M. S. Howells & Co.12-06-2019
Adam MangunoSecurities America, Inc.Brokers International Financial Services, LLC.03-25-2020
Adam Ryan PetersSecurities America, Inc.Ameriprise Financial Services, LLC10-10-2019
Adam Scott LangdonSecurities America, Inc.SA Stone Wealth Management Inc.$1004-27-2016
Adam Van Voorhis PuffSecurities America, Inc.LPL Financial LLC$5006-17-2016
Adnan Qasim AldayelSecurities America, Inc.Capital Financial Services, Inc.$10004-09-2019
Airung LiuSecurities America, Inc.Cambridge Investment Research, Inc.$2512-16-2019
Alan FinkelsteinSecurities America, Inc.Janney Montgomery Scott LLC$5004-29-2011
Alan Michael BaroneSecurities America, Inc.Hornor, Townsend & Kent, LLC$5002-22-2019
Albert Allen Jansen Jr.Securities America, Inc.Summit Financial Group Inc$5010-08-2018
Albert Anthony Pometto IIISecurities America, Inc.National Planning Corporation$5011-01-2017
Albert Larry Lock Jr.Securities America, Inc.LPL Financial LLC$107-09-2015
Albert Sala Jr.Securities America, Inc.National Planning Corporation$10011-01-2017
Albin Bruce CampbellSecurities America, Inc.Sigma Financial Corporation08-23-2017
Albin Mauritz LinderSecurities America, Inc.Voya Financial Advisors, Inc.04-30-2018
Alejandro VuksicSecurities America, Inc.U.S. Bancorp Investments, Inc.$15002-25-2020
Alexander Vasilantone Jr.Securities America, Inc.National Planning Corporation$5010-18-2017
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Showing 1 to 25 of 1,632 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.