Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Clayton PhillipsSecurities America, Inc.Next Financial Group, Inc.02-17-2017
Yen Feng McKinneySecurities America, Inc.Pruco Securities, LLC.04-03-2018
YAACOV YISRAELSecurities America, Inc.Raymond James Financial Services, Inc.03-22-2019
Wilson MunozSecurities America, Inc.Park Avenue Securities LLC$50002-06-2017
Wilmer Gresham Powell IIISecurities America, Inc.Commonwealth Financial Network$25008-08-2014
William X. RandallSecurities America, Inc.Investors Security Company, Inc.$70012-07-2012
William Walter ZurekSecurities America, Inc.Fintegra, LLC$50007-20-2015
William Tredway Whitmore Jr.Securities America, Inc.Next Financial Group, Inc.$50008-25-2017
William Taylor King Jr.Securities America, Inc.Questar Capital Corporation$35006-29-2018
William Taber BrownSecurities America, Inc.Questar Capital Corporation01-25-2019
William SellersSecurities America, Inc.Transamerica Financial Advisors, Inc04-04-2016
William Scarr ShefteSecurities America, Inc.R.M. Stark & Co., Inc.$10008-27-2014
William Russell NeubauerSecurities America, Inc.Cetera Advisor Networks LLC$10011-09-2016
William Robert ElgerSecurities America, Inc.Equity Services, Inc.$50008-22-2019
William Poe Jr.Securities America, Inc.National Planning Corporation10-23-2017
William Peter ParrishSecurities America, Inc.SA Stone Wealth Management Inc.$25001-11-2017
William Mckenzie MetcalfSecurities America, Inc.SWBC Investment Services, LLC09-28-2015
William Malcolm DefielSecurities America, Inc.Fintegra, LLC07-15-2015
William Leo LeclairSecurities America, Inc.Principal Securities, Inc.$50005-31-2019
William Joseph RomeoSecurities America, Inc.LPL Financial LLC$10007-09-2015
William John NiederauerSecurities America, Inc.National Planning Corporation10-23-2017
William James Weglein Jr.Securities America, Inc.LPL Financial LLC$10009-04-2012
William James ClementsSecurities America, Inc.United Planners' Financial Services of America A Limited Partner$10012-13-2012
William James BassowSecurities America, Inc.Morgan Stanley06-25-2012
William Harrison CampbellSecurities America, Inc.Park Avenue Securities LLC01-02-2014
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Showing 1 to 25 of 1,749 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.