Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John F DonovanSecurities America, Inc.Lincoln Financial Securities Corporation10-31-2014
Todd James TharpSecurities America, Inc.LPL Financial LLC09-30-2020
April Louise Heiser-LiedikeSecurities America, Inc.Park Avenue Securities LLC09-14-2020
Brett Taylor McMillanSecurities America, Inc.Voya Financial Advisors, Inc.09-14-2020
Mark Alexander MonteiroSecurities America, Inc.LPL Financial LLC09-08-2020
Heather Michelle MetcalfSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2020
Chris GilbertSecurities America, Inc.Edward Jones09-04-2020
Renda R Reese-DavisSecurities America, Inc.Voya Financial Advisors, Inc.09-02-2020
David Dick IISecurities America, Inc.Voya Financial Advisors, Inc.09-02-2020
Amy Jo DineenSecurities America, Inc.Avantax Investment Services, Inc.08-31-2020
Anthony Dee SueckSecurities America, Inc.Equitable Advisors, LLC08-21-2020
Jada Marie EdwardsSecurities America, Inc.LPL Financial LLC08-20-2020
Lee Christian BashforthSecurities America, Inc.LPL Financial LLC08-14-2020
James Quinn GilmoreSecurities America, Inc.LPL Financial LLC08-14-2020
David Kent SanfordSecurities America, Inc.Cetera Financial Specialists LLC08-11-2020
Andrew Noel BreidenbaughSecurities America, Inc.Securian Financial Services, Inc.08-03-2020
Kyle Andrew SadlerSecurities America, Inc.Cambridge Investment Research, Inc.07-31-2020
Gregory Keith BrownSecurities America, Inc.Wells Fargo Clearing Services, LLC07-30-2020
Scott Nolan HiltonSecurities America, Inc.Mutual of Omaha Investor Services, Inc.07-30-2020
Sharon Susan FaulknerSecurities America, Inc.Voya Financial Advisors, Inc.07-27-2020
William Louis SeligSecurities America, Inc.Key Investment Services LLC07-24-2020
Renata Karin CaricoSecurities America, Inc.Raymond James Financial Services, Inc.07-20-2020
James David VasquezSecurities America, Inc.CUSO Financial Services, L.P.07-20-2020
Todd Matthew WanglerSecurities America, Inc.Cadaret, Grant & Co., Inc.07-17-2020
Matthew M GeraciSecurities America, Inc.Janney Montgomery Scott LLC07-10-2020
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Showing 1 to 25 of 1,195 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.