Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erika Dagmar BylundSecurities America, Inc.NFP Securities, Inc.10-25-2019
Amanda Marie GausewitzSecurities America, Inc.Ameriprise Financial Services, Inc.10-10-2019
Timothy Scott AjaSecurities America, Inc.Cetera Advisor Networks LLC10-02-2019
April D. WallaceSecurities America, Inc.Summit Financial Group Inc10-02-2019
Robert Joseph BettermannSecurities America, Inc.St. Bernard Financial Services, Inc.09-20-2019
Guy Malone GannSecurities America, Inc.Summit Financial Group Inc09-16-2019
Barbara Ann SeitzSecurities America, Inc.Next Financial Group, Inc.08-30-2019
David Wayne MatthewsSecurities America, Inc.Cetera Advisors LLC08-29-2019
Melissa Deann ProffittSecurities America, Inc.Summit Brokerage Services, Inc.08-23-2019
Benjamin Eric KoleySecurities America, Inc.Centaurus Financial, Inc.08-19-2019
Benjamin Eric KoleySecurities America, Inc.Centaurus Financial, Inc.08-19-2019
Nathan Todd ElversSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2019
Nathan Todd ElversSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2019
Nathan Todd ElversSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2019
Juan Manuel VargasSecurities America, Inc.Woodbury Financial Services, Inc.08-13-2019
Juan Manuel VargasSecurities America, Inc.Woodbury Financial Services, Inc.08-13-2019
Juan Manuel VargasSecurities America, Inc.Woodbury Financial Services, Inc.08-13-2019
Robert William Schmidt Jr.Securities America, Inc.H.D. Vest Investment Services08-12-2019
Robert William Schmidt Jr.Securities America, Inc.H.D. Vest Investment Services08-12-2019
Robert William Schmidt Jr.Securities America, Inc.H.D. Vest Investment Services08-12-2019
Stuart George LarsenSecurities America, Inc.LPL Financial LLC07-15-2019
Jon Lewis BowlesSecurities America, Inc.FSC Securities Corporation07-12-2019
Lisa Ann CowanSecurities America, Inc.Cambridge Investment Research, Inc.07-02-2019
Gordon Stuart RhoadsSecurities America, Inc.Equity Services, Inc.06-25-2019
Andrew James RobertsSecurities America, Inc.Edward Jones06-20-2019
Next Page »

Showing 1 to 25 of 1,253 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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