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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Philip KontySecurities America, Inc.Cetera Advisor Networks LLC03-30-2020
Amanda Hadley HarrelsonSecurities America, Inc.Cetera Advisor Networks LLC$2510-24-2019
Daniel Warren HodgesSecurities America, Inc.Cetera Advisor Networks LLC10-21-2019
April D. WallaceSecurities America, Inc.Cetera Advisor Networks LLC10-02-2019
Lonnie Gene Simpson Jr.Securities America, Inc.Cetera Advisor Networks LLC$2810-02-2019
Timothy Scott AjaSecurities America, Inc.Cetera Advisor Networks LLC10-02-2019
Trent Jeffries HeltonSecurities America, Inc.Cetera Advisor Networks LLC08-05-2019
Andrew George PalomoSecurities America, Inc.Cetera Advisor Networks LLC$2508-02-2019
Jessica Lynn FiliaggiSecurities America, Inc.Cetera Advisor Networks LLC02-19-2019
Jill Aaron BrandonSecurities America, Inc.Cetera Advisor Networks LLC$5012-18-2018
Brian Jacob WellsSecurities America, Inc.Cetera Advisor Networks LLC$1008-31-2017
Jean Elizabeth BeranekSecurities America, Inc.Cetera Advisor Networks LLC$1006-12-2017
Jonathan Phillip LopezSecurities America, Inc.Cetera Advisor Networks LLC03-03-2017
Betsy J. MerrittSecurities America, Inc.Cetera Advisor Networks LLC$9312-15-2016
Edwin N HeckerSecurities America, Inc.Cetera Advisor Networks LLC12-07-2016
William George MowbraySecurities America, Inc.Cetera Advisor Networks LLC$1011-09-2016
David Kenneth SorensenSecurities America, Inc.Cetera Advisor Networks LLC$5011-09-2016
Wayne Devonne BisekSecurities America, Inc.Cetera Advisor Networks LLC11-09-2016
Gary Lavern CockeramSecurities America, Inc.Cetera Advisor Networks LLC11-09-2016
Roland Walter MollSecurities America, Inc.Cetera Advisor Networks LLC$1011-09-2016
David Samuel LicarySecurities America, Inc.Cetera Advisor Networks LLC11-09-2016
Brett Patrick WelchSecurities America, Inc.Cetera Advisor Networks LLC11-09-2016
Kay Ann FreitagSecurities America, Inc.Cetera Advisor Networks LLC$2511-09-2016
William Russell NeubauerSecurities America, Inc.Cetera Advisor Networks LLC$1011-09-2016
Cammie D SorensenSecurities America, Inc.Cetera Advisor Networks LLC11-09-2016
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.