Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Joseph PetersonSecurities America, Inc.Cetera Advisors LLC$5010-31-2019
David Wayne MatthewsSecurities America, Inc.Cetera Advisors LLC08-29-2019
Clint Joseph EikmeierSecurities America, Inc.Cetera Advisors LLC07-08-2019
Sabin Berg AlibrandiSecurities America, Inc.Cetera Advisors LLC11-26-2018
Melissa Ann LoganSecurities America, Inc.Cetera Advisors LLC12-13-2017
Gilbert Adan CortezSecurities America, Inc.Cetera Advisors LLC03-03-2017
Andrew David BaillieSecurities America, Inc.Cetera Advisors LLC$2502-27-2017
Lee Flippen CourtrightSecurities America, Inc.Cetera Advisors LLC11-09-2016
Charles Kingston ArnoldSecurities America, Inc.Cetera Advisors LLC10-17-2016
Neil Thomas DaleySecurities America, Inc.Cetera Advisors LLC$2508-01-2016

Showing 1 to 10 of 10 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.