Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Whitehead FriedmanSecurities America, Inc.INVEST Financial Corporation$1001-02-2018
Anne KraljicSecurities America, Inc.INVEST Financial Corporation12-19-2017
Joshua Alan CramerSecurities America, Inc.INVEST Financial Corporation12-15-2017
Lisa Ann BondSecurities America, Inc.INVEST Financial Corporation$1012-14-2017
Scott Martin WelchSecurities America, Inc.INVEST Financial Corporation12-08-2017
Ronald Leroy DausonSecurities America, Inc.INVEST Financial Corporation12-06-2017
Michael John Oldham AlbergaSecurities America, Inc.INVEST Financial Corporation12-04-2017
Matthew Michael NordmannSecurities America, Inc.INVEST Financial Corporation$9012-01-2017
Benjamin Robert MurphySecurities America, Inc.INVEST Financial Corporation$5012-01-2017
Gary Eugene StirkSecurities America, Inc.INVEST Financial Corporation$5012-01-2017
David Gary YoungSecurities America, Inc.INVEST Financial Corporation$5012-01-2017
Timothy John HollySecurities America, Inc.INVEST Financial Corporation$2512-01-2017
Reo Bennett AldermanSecurities America, Inc.INVEST Financial Corporation12-01-2017
Wendy L GravesSecurities America, Inc.INVEST Financial Corporation12-01-2017
Stanley Joseph Koziel Jr.Securities America, Inc.INVEST Financial Corporation12-01-2017
Paul Gregory MosesSecurities America, Inc.INVEST Financial Corporation12-01-2017
Scott David MorrisonSecurities America, Inc.INVEST Financial Corporation12-01-2017
Michael Joseph LinkeySecurities America, Inc.INVEST Financial Corporation12-01-2017
Michael Christopher NordmannSecurities America, Inc.INVEST Financial Corporation12-01-2017
Kim David FrinkSecurities America, Inc.INVEST Financial Corporation$2511-17-2017
William Andrew HoweSecurities America, Inc.INVEST Financial Corporation$2511-17-2017
Jeffrey Ward NolanSecurities America, Inc.INVEST Financial Corporation11-16-2017
Joseph Dylan ThompsonSecurities America, Inc.INVEST Financial Corporation11-02-2017
Lonny Lee WintersSecurities America, Inc.INVEST Financial Corporation11-02-2017
Andrew LomantoSecurities America, Inc.INVEST Financial Corporation$5011-16-2016
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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