Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David ODonnell Michael TashjianSecurities America, Inc.LPL Financial LLC$65008-30-2018
Wayne WagnerSecurities America, Inc.LPL Financial LLC$9101-31-2018
Michael SeeseSecurities America, Inc.LPL Financial LLC$7106-07-2017
Todd KimpelSecurities America, Inc.LPL Financial LLC$8106-06-2017
Felix JonesSecurities America, Inc.LPL Financial LLC$8009-16-2015
Scott Bordelon Larry Lock Steven HollisSecurities America, Inc.LPL Financial LLC$80007-09-2015
Terry Bethea Larry AngstSecurities America, Inc.LPL Financial LLC$10002-17-2015
Michael MullisSecurities America, Inc.LPL Financial LLC$22311-15-2012
Todd James TharpSecurities America, Inc.LPL Financial LLC09-30-2020
Mark Alexander MonteiroSecurities America, Inc.LPL Financial LLC09-08-2020
Jada Marie EdwardsSecurities America, Inc.LPL Financial LLC08-20-2020
Richard William DutrisacSecurities America, Inc.LPL Financial LLC$9408-14-2020
Lee Christian BashforthSecurities America, Inc.LPL Financial LLC08-14-2020
James Quinn GilmoreSecurities America, Inc.LPL Financial LLC08-14-2020
Mauri Alan TurnerSecurities America, Inc.LPL Financial LLC$2507-27-2020
Charles Michael CampbellSecurities America, Inc.LPL Financial LLC$5007-27-2020
Brian Nicholas AllenSecurities America, Inc.LPL Financial LLC07-07-2020
Claudia Louise SachsSecurities America, Inc.LPL Financial LLC$5005-28-2020
Edmund Joseph HaugheySecurities America, Inc.LPL Financial LLC$2501-31-2020
Jarrell Adam WittySecurities America, Inc.LPL Financial LLC01-31-2020
John Sidney RobertsSecurities America, Inc.LPL Financial LLC$25012-23-2019
Corey Todd MyersSecurities America, Inc.LPL Financial LLC12-19-2019
Kelly J HillSecurities America, Inc.LPL Financial LLC$5009-06-2019
Nikki Von LudeSecurities America, Inc.LPL Financial LLC$5008-01-2019
Stuart George LarsenSecurities America, Inc.LPL Financial LLC07-15-2019
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.