Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Geoffrey Gordon GlazierSecurities America, Inc.LPL Financial LLC08-20-2009
Andre Delahn WalkerSecurities America, Inc.LPL Financial LLC$1009-01-2009
Elinor Kit Man HoSecurities America, Inc.LPL Financial LLC04-15-2011
Rebekah Anne QuinlanSecurities America, Inc.LPL Financial LLC05-10-2011
Robert Shelby Harlin Jr.Securities America, Inc.LPL Financial LLC06-22-2011
Derrick Lee DohmenSecurities America, Inc.LPL Financial LLC09-01-2011
Richard Raymond RogersSecurities America, Inc.LPL Financial LLC01-22-2013
Tracie Lynn BaizSecurities America, Inc.LPL Financial LLC05-21-2013
Craig C. BallSecurities America, Inc.LPL Financial LLC06-03-2013
Martin Jackson TadmanSecurities America, Inc.LPL Financial LLC09-20-2013
Jc Christopher ParkerSecurities America, Inc.LPL Financial LLC11-01-2013
Liliane N. O'BrienSecurities America, Inc.LPL Financial LLC12-09-2013
Gary Steven DemeeSecurities America, Inc.LPL Financial LLC12-23-2013
Ryan Daniel McDermottSecurities America, Inc.LPL Financial LLC$1002-18-2014
Paul Andrew MelsonSecurities America, Inc.LPL Financial LLC$5005-01-2014
Nicole Karin DavisonSecurities America, Inc.LPL Financial LLC05-09-2014
Brad Elliot KiplingerSecurities America, Inc.LPL Financial LLC$10007-09-2014
Kathleen Ladra SteinbrecherSecurities America, Inc.LPL Financial LLC07-10-2014
Kelly Loyd McDermottSecurities America, Inc.LPL Financial LLC07-15-2014
Jason Dean StahlSecurities America, Inc.LPL Financial LLC$1008-01-2014
Timothy John GardnerSecurities America, Inc.LPL Financial LLC$1009-11-2014
Christopher Allen BrownSecurities America, Inc.LPL Financial LLC$15009-23-2014
Michael Dean GourleySecurities America, Inc.LPL Financial LLC$1010-01-2014
Antonio ReynaSecurities America, Inc.LPL Financial LLC10-14-2014
Dwight Emil VilhauerSecurities America, Inc.LPL Financial LLC10-27-2014
Next Page »

Showing 1 to 25 of 75 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.