Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Reynaldo Perez Jr.Securities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2018
Julia A GalbraithSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2017
Jeffrey Eugene McloudSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-20-2015
Nicholas Alexander DuthieSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-20-2015
Jason Benjamin DowSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2014
Megan L McmillanSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-06-2014
Samuel William BaynesSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$108-29-2014
Robert Brian JohnsonSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-20-2014
Giustino DestefanoSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2014
Fu LinSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2013
Gary Max GoeppingerSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2013
John James QuinnSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$109-07-2012
Robert W ManasierSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2012
Matthew Bart BrowningSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1004-20-2012
Giovanni Salvatore AstorinoSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-16-2012
Timothy Jon RobinsonSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-14-2011
Donald M McclurgSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2010
Christina M WolfeSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2404-07-2010
Daniel R HillSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1004-01-2010
Steven F Minninger Jr.Securities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2010
Joseph L Mc DonoughSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2010
Donald E HuffSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2010
Hallett Raymond Gates IIISecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2009
David Jon YarlettsSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2009
Lee Donald BollhorstSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2009
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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