Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Francisco Jose TortSecurities America, Inc.Morgan Stanley$5005-03-2019
Scott Everett WilsonSecurities America, Inc.Morgan Stanley$103-29-2018
Marc A ClarkSecurities America, Inc.Morgan Stanley11-23-2016
Paul Alexander MichalukSecurities America, Inc.Morgan Stanley$1703-11-2016
George Konstantinos PappasSecurities America, Inc.Morgan Stanley01-06-2015
David Bernard ReedSecurities America, Inc.Morgan Stanley04-17-2014
Jonathan Solomon LifschutzSecurities America, Inc.Morgan Stanley04-17-2014
Julia Brownlee MillerSecurities America, Inc.Morgan Stanley05-30-2013
Randi Lynn SandersSecurities America, Inc.Morgan Stanley$105-30-2013
Travis O'Dell TullockSecurities America, Inc.Morgan Stanley04-11-2013
William James BassowSecurities America, Inc.Morgan Stanley$106-25-2012
Jennifer YehSecurities America, Inc.Morgan Stanley11-30-2011
Tammy Ann RamsaySecurities America, Inc.Morgan Stanley$5008-20-2010
James Kevin GarrettSecurities America, Inc.Morgan Stanley07-28-2010
Richard Malcolm Morris Jr.Securities America, Inc.Morgan Stanley04-05-2010
Michael Scott ChuSecurities America, Inc.Morgan Stanley03-23-2010
Kirk Hiroyuki TambaraSecurities America, Inc.Morgan Stanley01-21-2010
Christopher Howell HarveySecurities America, Inc.Morgan Stanley12-01-2009
Beom Joon YunSecurities America, Inc.Morgan Stanley09-16-2009
Stephen P O'Donnell Sr.Securities America, Inc.Morgan Stanley07-01-2009

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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