Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael GandetSecurities America, Inc.National Planning Corporation$22003-07-2018
Wayne WagnerSecurities America, Inc.National Planning Corporation$17703-07-2018
Russ Lane Angie Ford Andy Massieon Rob Lane Steve Adamson Brian Luther Grant Lane Tom Bauer John Rundle and Todd AdrianSecurities America, Inc.National Planning Corporation$34007-17-2017
Wayne MaierSecurities America, Inc.National Planning Corporation$41409-20-2013
Steven Daniel LombardoSecurities America, Inc.National Planning Corporation01-19-2018
Rena Terese MaySecurities America, Inc.National Planning Corporation11-22-2017
Gary Steven SmithSecurities America, Inc.National Planning Corporation11-16-2017
Mia M NakagawaSecurities America, Inc.National Planning Corporation11-16-2017
Lisa Scott LagorioSecurities America, Inc.National Planning Corporation$2511-15-2017
Vincent Michael BaroneSecurities America, Inc.National Planning Corporation11-13-2017
Robert Steven WolfSecurities America, Inc.National Planning Corporation11-10-2017
Gary Stephen RadlerSecurities America, Inc.National Planning Corporation11-09-2017
Harry A KentSecurities America, Inc.National Planning Corporation11-09-2017
William Edward SpriggsSecurities America, Inc.National Planning Corporation$5011-08-2017
Gerald AppelbaumSecurities America, Inc.National Planning Corporation11-07-2017
Stephen Angelo MarcarelliSecurities America, Inc.National Planning Corporation11-07-2017
Barbara JolliffeSecurities America, Inc.National Planning Corporation11-06-2017
Karl Thomas CrytserSecurities America, Inc.National Planning Corporation11-06-2017
Hyon Chu KangSecurities America, Inc.National Planning Corporation11-06-2017
Paul Alphonse CastagnaSecurities America, Inc.National Planning Corporation$11911-03-2017
Natalie Ann LeiningerSecurities America, Inc.National Planning Corporation$2511-03-2017
Frank Ralph LavinSecurities America, Inc.National Planning Corporation11-03-2017
James Edward FernanSecurities America, Inc.National Planning Corporation11-03-2017
George Julius Moeschlin IIISecurities America, Inc.National Planning Corporation11-02-2017
Joseph Michael SoslerSecurities America, Inc.National Planning Corporation11-02-2017
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Showing 1 to 25 of 166 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.