Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip Thomas Howerton Jr.Securities America, Inc.Questar Capital Corporation$1006-30-2010
Cynthia Gayle BarnettSecurities America, Inc.Questar Capital Corporation07-20-2016
Dale Ray HawthorneSecurities America, Inc.Questar Capital Corporation07-22-2016
Regis J. RasmussenSecurities America, Inc.Questar Capital Corporation03-24-2017
Matthew C. LopezSecurities America, Inc.Questar Capital Corporation08-16-2017
Ryan Scott RuthSecurities America, Inc.Questar Capital Corporation03-01-2018
Richard Joseph KowalickSecurities America, Inc.Questar Capital Corporation11-09-2018
Perry Steven LongSecurities America, Inc.Questar Capital Corporation11-09-2018
Andrew Ryan GoldbergSecurities America, Inc.Questar Capital Corporation11-21-2018
Jeffrey Lynn BarkerSecurities America, Inc.Questar Capital Corporation12-07-2018
Eric J. GaisfordSecurities America, Inc.Questar Capital Corporation12-07-2018
Jon D. KehlSecurities America, Inc.Questar Capital Corporation12-11-2018
Carl Overton McBeanSecurities America, Inc.Questar Capital Corporation12-11-2018
Michael Patrick DaughertySecurities America, Inc.Questar Capital Corporation12-11-2018
Elizabeth A. WorthingtonSecurities America, Inc.Questar Capital Corporation12-11-2018
Mark Christopher JonesSecurities America, Inc.Questar Capital Corporation12-12-2018
Peter John AiksnorasSecurities America, Inc.Questar Capital Corporation12-13-2018
Brian James HughesSecurities America, Inc.Questar Capital Corporation12-13-2018
Patricia W. LalondeSecurities America, Inc.Questar Capital Corporation12-14-2018
Abdalhakim Anwar KhirfanSecurities America, Inc.Questar Capital Corporation12-17-2018
Michael Craig BucherSecurities America, Inc.Questar Capital Corporation12-18-2018
Edward Henry RodriguezSecurities America, Inc.Questar Capital Corporation12-26-2018
Cheryl S. GlazerSecurities America, Inc.Questar Capital Corporation12-27-2018
Charles Alexander Lutzow Jr.Securities America, Inc.Questar Capital Corporation$5001-02-2019
John Taylor MorrowSecurities America, Inc.Questar Capital Corporation$2501-02-2019
Next Page »

Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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